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Thomas Musto

THE PINNACLE FINANCIAL GROUP
Rockville Centre, NY 11570
Some features on this profile are disabled
CRD#: 4507738
TM

Professional summary

Thomas Musto is a registered financial advisor currently at THE PINNACLE FINANCIAL GROUP located in Rockville Centre, New York and LPL FINANCIAL LLC located in Rockville Centre, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Thomas has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Musto's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 7, 2021 - Present

THE PINNACLE FINANCIAL GROUP

Office #1: 9 South Long Beach Road, Rockville Centre, NY 11570
RIA
CRD#: 164395
Rockville Centre, NY
Current

February 17, 2017 - Present

LPL FINANCIAL LLC

Office #1: 9 S. Long Beach Rd., Rockville Centre, NY 11570
RIA
BD
CRD#: 6413
Rockville Centre, NY
Past

December 14, 2009 - February 21, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BABYLON, NY
Past

December 11, 2009 - February 21, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BABYLON, NY
Past

May 29, 2007 - December 19, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NORTH BABYLON, NY
Past

May 29, 2007 - December 19, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NORTH BABYLON, NY
Past

February 13, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
EAST NORTHPORT, NY
Past

February 13, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
EAST NORTHPORT, NY
Past

July 26, 2005 - January 25, 2006

ASSET & FINANCIAL PLANNING, LTD

RIA
CRD#: 110709
LAKE SUCCESS, NY
Past

July 21, 2005 - January 25, 2006

PRIME CAPITAL SERVICES, INC.

BD
CRD#: 18334
POUGHKEEPSIE, NY
Past

December 6, 2004 - July 21, 2005

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
EAST NORTHPORT, NY
Past

December 9, 2003 - July 21, 2005

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

April 26, 2002 - December 8, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP

CRD#: 164395 / SEC#: 801-77304

RIA
Registered Investment Advisory firm - (11/9/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/25/2024)
RR
Colorado
(5/19/2021)
RR
Connecticut
(2/17/2017)
RR
District of Columbia
(9/23/2019)
RR
Florida
(2/17/2017)
RR
Georgia
(11/25/2024)
RR
New Hampshire
(11/25/2024)
RR
New Jersey
(2/17/2017)
RR
New York
(2/17/2017)
IAR
New York
(9/7/2021)
RR
North Carolina
(4/11/2025)
RR
Pennsylvania
(5/19/2021)
RR
South Carolina
(6/12/2025)
RR
Virginia
(2/17/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/10/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/30/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP

CRD#: 164395 / SEC#: 801-77304

RIA
Registered Investment Advisory firm - (11/9/2012 Approved)
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Contact information

Main Address
9 South Long Beach Road, Rockville Centre, NY 11570
Mailing Address
Phone number
(516) 763-9700
Established
Firm type
Fiscal year end
# of Employees
54

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (4/1/2025)
ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,538
AUM (Assets Under Management)$ 1,184,198,113

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE PINNACLE FINANCIAL GROUP

CRD#: 164395Rockville Centre, NY 11570

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Contact information

(xxx) xxx-xxxx
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