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DL

Douglas J. Lovette

METRONOME SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4507724
DL

Professional summary

Douglas John Lovette is a registered financial professional currently at METRONOME SECURITIES, LLC located in Chicago, Illinois.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 2002. Douglas has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas John Lovette's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2012 - Present

METRONOME SECURITIES, LLC

Office #1: 200 W. Madison Suite 2260, Chicago, IL 60606
BD
CRD#: 158957
Chicago, IL
Past

August 19, 2010 - August 27, 2010

FCA ADVISORS, INC.

BD
CRD#: 143137
CHICAGO, IL
Past

December 20, 2007 - August 27, 2008

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
CHICAGO, IL
Past

March 27, 2002 - May 29, 2008

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/1/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 4/27/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/26/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/26/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
METRONOME SECURITIES, LLC
METRONOME SECURITIES, LLC

CRD#: 158957 / SEC#: , 8-68947

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 W. Madison Suite 2040, Chicago, IL 60606
Mailing Address
200 W. Madison Suite 2040, Chicago, IL 60606
Phone number
(312) 239-1650
Established
Illinois since 07/13/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
5KARCHMER PARTNERS, INC.MEMBER
ROSENKRANZ PARTNERS, INC.MEMBER
KARCHMER, RANDY HAROLDMANAGING PARTNER2548780
ROSENKRANZ, JEFF ADAMMANAGING PARTNER/CFO/CCO, FINOP, PFO/POO1948180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METRONOME SECURITIES, LLC

CRD#: 158957Chicago, IL 60606

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