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Jeff Adam Rosenkranz

METRONOME SECURITIES
CHICAGO, IL
·CRD# 1948180·37 years experience

Professional Summary

Jeff Adam Rosenkranz, who also goes by Jeff A Rosenkranz, Jeffrey Adam Rosenkranz, is a registered financial advisor currently at METRONOME SECURITIES, LLC located in Chicago, Illinois. Jeff is registered as a RR (Registered Representative) and started their career in finance in 1989. Jeff has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeff A Rosenkranz, Jeffrey Adam Rosenkranz

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

METRONOME SECURITIES, LLC·CRD# 158957
BD
1. 200 W. Madison Suite 2040, Chicago, IL 606062. 200 W. Madison Suite 2260, Chicago, IL 60606
April 25, 2012 - Present
MPI SECURITIES, INC.·CRD# 38192
BD
Lawrence Township, NJ
June 8, 2010 - January 4, 2012
PIPER SANDLER & CO.·CRD# 665
BD
Chicago, IL
August 21, 2002 - June 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 23, 1989 - September 27, 2002

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Current Firm

MS
METRONOME SECURITIES, LLC

METRONOME SECURITIES, LLC

CRD#: 158957 / SEC#: 8-68947
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 W. Madison Suite 2040, Chicago, IL 60606

Mailing Address

200 W. Madison Suite 2040, Chicago, IL 60606

Phone Number

(312) 239-1650

Established

Illinois since 07/13/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
5KARCHMER PARTNERS, INC.MEMBER—
ROSENKRANZ PARTNERS, INC.MEMBER—
KARCHMER, RANDY HAROLDMANAGING PARTNER2548780
ROSENKRANZ, JEFF ADAMMANAGING PARTNER/CFO/CCO, FINOP, PFO/POO1948180

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(4/26/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1989About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1989About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jan 2012About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Sep 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jeff Adam Rosenkranz's CRS (Customer Relationship Summary).

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