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Aaron Eugene Rowe

OPTIMAL MARKET TECHNOLOGIES
NEW YORK, NY
·CRD# 4507492·24 years registered

Professional Summary

Aaron Eugene Rowe, who also goes by Aarron Eugene Rowe, is a registered financial advisor currently at OPTIMAL MARKET TECHNOLOGIES, LLC located in New York, New York. Aaron is registered as a RR (Registered Representative) and started their career in finance in 2003. Aaron has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Aarron Eugene Rowe

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years registered in the securities industry

Current & Past Employments

Current

OPTIMAL MARKET TECHNOLOGIES, LLCCurrent·CRD# 336439
BD
One World Trade Center Suite 47m, New York, NY 10007
September 2, 2026 - Present

Past

BOFA SECURITIES, INC.Past·CRD# 283942
BD
Chicago, IL
May 10, 2019 - May 11, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Chicago, IL
March 16, 2011 - May 10, 2019
MERRILL LYNCH PROFESSIONAL CLEARING CORP.Past·CRD# 16139
BD
Chicago, IL
June 30, 2005 - August 11, 2011
PAX CLEARING CORPORATIONPast·CRD# 104263
BD
Chicago, IL
March 25, 2003 - June 28, 2005

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Current Firm

OM
OPTIMAL MARKET TECHNOLOGIES, LLC

OPTIMAL EXECUTIONS, LLC | OPTIMAL MARKET TECHNOLOGIES, LLC

CRD#: 336439 / SEC#: 8-71367
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

One World Trade Center Suite 47m, New York, NY 10007

Mailing Address

One World Trade Center Suite 47m, New York, NY 10007

Phone Number

(646) 389-5813

Established

Delaware since 12/02/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIMAL HOLDINGS, INCMANAGING MEMBER—
BRIA, JOHNCEO5951630
DONNELLY, BRIAN PATRICKFOUNDER, CHAIRMAN4906429
FITZGERALD, HEATHERFINOP4427665
FITZGERALD, HEATHERCFO4427665
KILREA, SEANCOO6585164
WILLIAMS, JETAUNCCO3257770

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/2/2026)
RR
Illinois
(9/2/2026)
RR
New Jersey
(9/2/2026)
RR
New York
(9/2/2026)
RR
Pennsylvania
(9/2/2026)
RR
Texas
(9/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam
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Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
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CRS (Client Relationship Summary) - BD

Click below to view Aaron Eugene Rowe's CRS (Customer Relationship Summary).

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