Ryan A. Smith

PARALLEL EQUITY ADVISORS LTD.

Dublin, OH 43017

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CRD#: 4507372

Professional summary

Ryan Andrew Smith is a registered financial advisor currently at PARALLEL EQUITY ADVISORS LTD. located in Dublin, Ohio and FORTUNE FINANCIAL SERVICES, INC. located in Dublin, Ohio.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Ryan has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SYMPHONY PARTNERS; INVESTMENT-RELATED; DUBLIN, OH; INSURANCE SERVICES; PARTNER/INSURANCE AGENT; 08/2009; APPROX. 25-30 HRS/WK SPENT IN THIS BUSINESS PART OWNER OF PARALLEL EQUITY ADVISORS, LTD. NON PRODUCING IAR STATUS, CHIEF COMPLIANCE OFFICER PER STATE OF OHIO. ONE STATE AUDIT PER YEAR/8 HOURS PER YEAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Andrew Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2010 - Present

PARALLEL EQUITY ADVISORS LTD.

Office #1: 5650 Blazer Parkway Suite 112, Dublin, OH 43017

RIA

CRD#: 153265

Dublin, OH

Current

August 31, 2009 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 5650 Blazer Parkway, Dublin, OH 43017

CRD#: 42150

Dublin, OH

Past

September 27, 2007 - August 18, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DUBLIN, OH

Past

June 6, 2007 - August 18, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

DUBLIN, OH

Past

June 30, 2003 - June 25, 2007

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

DUBLIN, OH

Past

July 1, 2002 - June 9, 2003

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

February 27, 2002 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/29/2018)

Colorado
(2/17/2021)

Georgia
(6/7/2016)

Michigan
(4/22/2019)

IAR

Ohio
(4/26/2010)

Pennsylvania
(11/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/26/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PARALLEL EQUITY ADVISORS LTD.

PARALLEL EQUITY ADVISORS LTD. | SYMPHONY PARTNERS ADVISORY LTD., LLC | SYMPHONY PARTNERS ADVISORY LTD. | PARALLEL EQUITY ADVISORS LTD., LLC

CRD#: 153265 / SEC#:

Indiana

Registered Investment Advisory firm - (6/10/2025 Approved)

Ohio

Registered Investment Advisory firm - (4/21/2010 Approved)

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Contact information

Main Address

5650 Blazer Parkway Suite 112, Dublin, OH 43017

Mailing Address

Phone number

(614) 354-5452

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	335
AUM (Assets Under Management)	$ 39,548,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan A. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Andrew Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2014

Series 63

Date: 4/5/2002

SIE

Date: 10/1/2018

Series 6

Date: 2/26/2002

FINRA

Current Firm

PARALLEL EQUITY ADVISORS LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARALLEL EQUITY ADVISORS LTD.

TRUST BUT VERIFY

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