Tina C. Chan
Professional summary
Tina Ching Chan, who also goes by Tina C Chan, Tina Ching Chan Hsu, Tina Ching Chan Hsu, Tina Ching Chan Hsu, Tina Hsu, is a registered financial advisor currently at INTELLECTUS PARTNERS, LLC located in San Francisco, California.
Tina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Tina has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tina Ching Chan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2015 - Present
INTELLECTUS PARTNERS, LLC
Office #1: 1050 Battery Street Suite 100, San Francisco, CA 94111August 6, 2015 - March 14, 2016
PURSHE KAPLAN STERLING INVESTMENTS
August 13, 2012 - July 9, 2015
DEUTSCHE BANK SECURITIES INC.
July 12, 2010 - July 9, 2015
DEUTSCHE BANK SECURITIES INC.
April 8, 2010 - June 28, 2010
FIDELITY BROKERAGE SERVICES LLC
March 26, 2007 - July 30, 2009
THOMAS WEISEL PARTNERS LLC
April 2, 2004 - March 28, 2007
LPL FINANCIAL LLC
May 1, 2002 - August 6, 2003
WAMU INVESTMENTS, INC.
Primary Firm SEC Registration
INTELLECTUS PARTNERS, LLC
CRD#: 173140 / SEC#: 801-93170
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2015)
Exams
Current Firm
INTELLECTUS PARTNERS, LLC
CRD#: 173140 / SEC#: 801-93170
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 881 |
| AUM (Assets Under Management) | $ 1,278,913,181 |
Red Flags
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