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Barry Douglas Todd

ChFC®
INVICTA FINANCIAL GROUP
YUMA, AZ
·CRD# 4506777·24 years experience

Professional Summary

Barry Douglas Todd, ChFC® is a registered financial advisor currently at INVICTA FINANCIAL GROUP located in Yuma, Arizona. Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Barry has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

ChFC®
Chartered Financial Consultant

Years of Experience

24 years in the financial services industry

Current & Past Employments

INVICTA FINANCIAL GROUP·CRD# 288008
RIA
2615 East 24th Street Suite 2, Yuma, AZ 85365
May 18, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Yuma, AZ
July 14, 2016 - September 10, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Yuma, AZ
May 11, 2011 - April 2, 2014
ONYX WEALTH ADVISORS, INC.·CRD# 119558
RIA
Yuma, AZ
March 12, 2008 - May 13, 2011
CAMBRIDGE LEGACY SECURITIES L.L.C.·CRD# 103722
BD
Yuma, AZ
February 22, 2008 - October 22, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
RIA
Yuma, AZ
September 2, 2005 - March 24, 2008
FIRST COMMAND BANK·CRD# 128851
RIA
Fort Worth, TX
January 12, 2005 - September 2, 2005
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
Yuma, AZ
March 1, 2002 - March 24, 2008

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Current Firm

IF
INVICTA FINANCIAL GROUP

BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP

CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - SEC (4/27/2020 Approved)
Arizona
Registered Investment Advisory firm - Arizona (4/28/2020 Terminated)
California
Registered Investment Advisory firm - California (5/28/2020 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (4/29/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/30/2020 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (5/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/29/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/28/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2615 East 24th Street Suite 2, Yuma, AZ 85365

Phone Number

(928) 344-8000

# of Employees

11

SEC notice filing (14 States and Territories)

Registered to provide investment advisory services in 14 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-BDT & ASSOCIATES, INC. (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,683

AUM (Assets Under Management)

$371,143,077

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Barry D. Todd is a licensed insurance agent of Barry D. Todd, Sole Proprietor since March 2002. He is an independent insurance agent that sells and services for P&C, health, and life insurance. He always acts in the best interest of the client. Clients are not required to implement the plan in his capacity as a licensed insurance agent. He receives approximately $15,000 compensation annually and spends about 5-10 hours per month on this activity. 2) Barry D. Todd is the chairman and director of the Board of BDT & Associates, Inc. since March 2008. He is responsible for the strategic vision of the organization. He receives no compensation and spends 5 hours per month on this activity. 3) Barry D. Todd is the manager of BDT Real Estate, LLC since March 2011. This entity is a holding company for commercial real estate offices owned by BDT & Associates, Inc. and has no custody or control over client funds. He receives no compensation and spends 2 hours per month on this activity. 4) Barry D. Todd is a consultant and owner of Affluent Advertising, LLC since March 2014. This is a single owner corporation established to pay all appropriate payroll taxes, federal and state income taxes for advisory business. He receives no commission and spends 1 hour per month on this activity. 5) Barry D. Todd is a trustee of a trust since July 2006. He receives no compensation and spends 1 hour per month on this activity. 6) Barry D. Todd is the manager of Invicta Insurance Services, LLC since February 2020. This company is established for future growth of insurance services provided by advisers of Invicta Financial Group. This entity has no custody or control over client funds. He receives no compensation and spends 1 hour per month on this activity. 7) Barry D. Todd is the manager of Invicta Financial Group, LLC since November 2019. This company is established to eventually replace BDT & Associates, Inc. as the parent company name. This entity has no custody or control over client funds. He receives no compensation and spends 1 hour per month on this activity. 8) Barry D. Todd is the manager of Invicta Tax Services, LLC since February 2020. This LLC is setup for future growth of the company. This entity has no custody or control over client funds. He receives no compensation and spends 1 hour per month on this activity. 9) Barry D. Todd is the co-founder and board member of Defense Resources Foundation, Inc. since August 2021. This entity was established to provide resources to the wrongfully accused. This entity has no custody or control over client funds. He receives no compensation and spends 5 hours per month on this activity. 10) Barry D. Todd is the manager of Stand Your Ground, LLC. He is an author and an advocate speaker of the processes within the U.S. Judicial System stemming from his personal experiences with the law. This entity has no custody or control over client funds. He receives 0-$10,000 compensation yearly and spends 5-10 hours per month on these activities.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVICTA FINANCIAL GROUP

BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP

CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - SEC (4/27/2020 Approved)
Arizona
Registered Investment Advisory firm - Arizona (4/28/2020 Terminated)
California
Registered Investment Advisory firm - California (5/28/2020 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (4/29/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/30/2020 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (5/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/29/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/28/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Alabama
(3/30/2026)
IAR
Arizona
(5/18/2018)
IAR
California
(10/15/2018)
IAR
Texas
(9/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2002About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2002About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 2004About the Series 26 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Barry Douglas Todd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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