BT
Barry D. Todd
INVICTA FINANCIAL GROUP
YUMA, AZ 85365
Some features on this profile are disabled
CRD#: 4506777
BT
Professional summary
Barry Douglas Todd, ChFC® is a registered financial advisor currently at INVICTA FINANCIAL GROUP located in Yuma, Arizona.
Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Barry has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Barry D. Todd is a licensed insurance agent of Barry D. Todd, Sole Proprietor since March 2002. He is an independent insurance agent that sells and services for P&C, health, and life insurance. He always acts in the best interest of the client. Clients are not required to implement the plan in his capacity as a licensed insurance agent. He receives approximately $15,000 compensation annually and spends about 5-10 hours per month on this activity. 2) Barry D. Todd is the chairman and director of the Board of BDT & Associates, Inc. since March 2008. He is responsible for the strategic vision of the organization. He receives no compensation and spends 5 hours per month on this activity. 3) Barry D. Todd is the manager of BDT Real Estate, LLC since March 2011. This entity is a holding company for commercial real estate offices owned by BDT & Associates, Inc. and has no custody or control over client funds. He receives no compensation and spends 2 hours per month on this activity. 4) Barry D. Todd is a consultant and owner of Affluent Advertising, LLC since March 2014. This is a single owner corporation established to pay all appropriate payroll taxes, federal and state income taxes for advisory business. He receives no commission and spends 1 hour per month on this activity. 5) Barry D. Todd is a trustee of a trust since July 2006. He receives no compensation and spends 1 hour per month on this activity. 6) Barry D. Todd is the manager of Invicta Insurance Services, LLC since February 2020. This company is established for future growth of insurance services provided by advisers of Invicta Financial Group. This entity has no custody or control over client funds. He receives no compensation and spends 1 hour per month on this activity. 7) Barry D. Todd is the manager of Invicta Financial Group, LLC since November 2019. This company is established to eventually replace BDT & Associates, Inc. as the parent company name. This entity has no custody or control over client funds. He receives no compensation and spends 1 hour per month on this activity. 8) Barry D. Todd is the manager of Invicta Tax Services, LLC since February 2020. This LLC is setup for future growth of the company. This entity has no custody or control over client funds. He receives no compensation and spends 1 hour per month on this activity. 9) Barry D. Todd is the co-founder and board member of Defense Resources Foundation, Inc. since August 2021. This entity was established to provide resources to the wrongfully accused. This entity has no custody or control over client funds. He receives no compensation and spends 5 hours per month on this activity. 10) Barry D. Todd is the president of the National Ranger Memorial Foundation (NRMF) since June 2023. He oversees NRMF's operations to ensure company goals are met. His duties include building business relationships, providing direction regarding financial concerns, and communication with Ranger community members and Board of Directors to determine NRMF success metrics. He is responsible for exploring different avenues for funding as well as determining the potential risks and rewards of each business opportunity. This entity has no custody or control over client funds. He receives no compensation and spends 10-12 hours per month on these activities. 11) Barry D. Todd is the manager of Stand Your Ground, LLC. He is an author and an advocate speaker of the processes within the U.S. Judicial System stemming from his personal experiences with the law. This entity has no custody or control over client funds. He receives 0-$10,000 compensation yearly and spends 5-10 hours per month on these activities.
CRS (Client Relationship Summary) - RIA
Click below to view Barry Douglas Todd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 18, 2018 - Present
INVICTA FINANCIAL GROUP
Office #1: 2615 East 24th Street Suite 2, Yuma, AZ 85365RIA
CRD#: 288008
YUMA, AZ
Past
July 14, 2016 - September 10, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Yuma, AZ
Past
May 11, 2011 - April 2, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
YUMA, AZ
Past
March 12, 2008 - May 13, 2011
ONYX WEALTH ADVISORS, INC.
RIA
CRD#: 119558
YUMA, AZ
Past
February 22, 2008 - October 22, 2008
CAMBRIDGE LEGACY SECURITIES L.L.C.
BD
CRD#: 103722
YUMA, AZ
Past
September 2, 2005 - March 24, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
YUMA, AZ
Past
January 12, 2005 - September 2, 2005
FIRST COMMAND BANK
RIA
CRD#: 128851
FORT WORTH, TX
Past
March 1, 2002 - March 24, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
YUMA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/18/2018)
IAR
California(10/15/2018)
IAR
Texas(9/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2615 East 24th Street Suite 2, Yuma, AZ 85365
Mailing Address
Phone number
(928) 344-8000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,722 |
| AUM (Assets Under Management) | $ 324,619,396 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
