Barry D. Todd

INVICTA FINANCIAL GROUP

YUMA, AZ 85365

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CRD#: 4506777

Professional summary

Barry Douglas Todd, ChFC® is a registered financial advisor currently at INVICTA FINANCIAL GROUP located in Yuma, Arizona.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Barry has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Douglas Todd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

May 18, 2018 - Present

INVICTA FINANCIAL GROUP

Office #1: 2615 East 24th Street Suite 2, Yuma, AZ 85365

RIA

CRD#: 288008

YUMA, AZ

Past

July 14, 2016 - September 10, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Yuma, AZ

Past

May 11, 2011 - April 2, 2014

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

YUMA, AZ

Past

March 12, 2008 - May 13, 2011

ONYX WEALTH ADVISORS, INC.

RIA

CRD#: 119558

YUMA, AZ

Past

February 22, 2008 - October 22, 2008

CAMBRIDGE LEGACY SECURITIES L.L.C.

CRD#: 103722

YUMA, AZ

Past

September 2, 2005 - March 24, 2008

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

YUMA, AZ

Past

January 12, 2005 - September 2, 2005

FIRST COMMAND BANK

RIA

CRD#: 128851

FORT WORTH, TX

Past

March 1, 2002 - March 24, 2008

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

YUMA, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVICTA FINANCIAL GROUP

BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP

CRD#: 288008 / SEC#: 801-118542

RIA

Registered Investment Advisory firm - (4/27/2020 Approved)

Arizona

Registered Investment Advisory firm - (4/28/2020 Terminated)

California

Registered Investment Advisory firm - (5/28/2020 Terminated)

Iowa

Registered Investment Advisory firm - (4/29/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (4/30/2020 Terminated)

Nevada

Registered Investment Advisory firm - (5/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/28/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/18/2018)

IAR

California
(10/15/2018)

IAR

Texas
(9/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/28/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/4/2004

Investment Company Products/Variable Contracts Principal Examination

Current Firm

INVICTA FINANCIAL GROUP

BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP

CRD#: 288008 / SEC#: 801-118542

RIA

Registered Investment Advisory firm - (4/27/2020 Approved)

Arizona

Registered Investment Advisory firm - (4/28/2020 Terminated)

California

Registered Investment Advisory firm - (5/28/2020 Terminated)

Iowa

Registered Investment Advisory firm - (4/29/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (4/30/2020 Terminated)

Nevada

Registered Investment Advisory firm - (5/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/28/2020 Terminated)

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Contact information

Main Address

2615 East 24th Street Suite 2, Yuma, AZ 85365

Mailing Address

Phone number

(928) 344-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-BDT & ASSOCIATES, INC. (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,722
AUM (Assets Under Management)	$ 324,619,396

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barry D. Todd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Douglas Todd's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

ONYX WEALTH ADVISORS, INC.

CAMBRIDGE LEGACY SECURITIES L.L.C.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BANK

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

INVICTA FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2004

Series 63

Date: 3/5/2002

Series 6

Date: 2/28/2002

Series 26

Date: 11/4/2004

Current Firm

INVICTA FINANCIAL GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVICTA FINANCIAL GROUP

TRUST BUT VERIFY

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