Britton D. Stackhouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Britton Dean Stackhouse, who also goes by Britt Stackhouse, was a registered financial professional .
Britton is a previously registered financial professional and started their career in finance in 2002. Britton had worked at 4 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - December 14, 2020
LAMPERT CAPITAL MARKETS INC.
March 19, 2008 - June 2, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 14, 2008 - June 2, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 1, 2004 - March 19, 2008
TRUIST INVESTMENT SERVICES, INC.
March 12, 2003 - March 19, 2008
TRUIST INVESTMENT SERVICES, INC.
May 3, 2002 - November 14, 2002
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAMPERT CAPITAL MARKETS INC.
CRD#: 103725 / SEC#: , 8-52234
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
