Andrew S. Rodgers

BLACKRIDGE ASSET MANAGEMENT

Dawsonville, GA 30543

CRD#: 4506611

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Professional summary

Andrew Stephen Rodgers is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Dawsonville, Georgia and PEAK BROKERAGE SERVICES, LLC located in Jupiter, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Andrew has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Stephen Rodgers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2026 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 900 Old Dawson Village Road, Ste 110, Dawsonville, GA 30543

RIA

CRD#: 277085

Dawsonville, GA

Current

January 20, 2026 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 1070 East Indiantown Road Suite 208-210, Jupiter, FL 33477

CRD#: 157045

Jupiter, FL

Past

January 6, 2026 - January 21, 2026

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

ROME, GA

Past

November 25, 2025 - January 27, 2026

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Dawsonville, GA

Past

November 21, 2025 - January 27, 2026

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

DAWSONVILLE, GA

Past

August 26, 2016 - December 31, 2025

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

CANTON, GA

Past

August 5, 2016 - November 21, 2025

DEMPSEY LORD SMITH, LLC

CRD#: 141238

DAWSONVILLE, GA

Past

June 30, 2015 - December 31, 2015

SB ADVISORY, LLC

RIA

CRD#: 154680

ATLANTA, GA

Past

May 11, 2015 - August 11, 2016

IFS SECURITIES

CRD#: 40375

ATLANTA, GA

Past

November 1, 2013 - March 18, 2015

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

SUWANEE, GA

Past

November 1, 2013 - March 18, 2015

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

SUWANEE, GA

Past

February 19, 2004 - November 12, 2013

EQUITY SERVICES, INC.

RIA

CRD#: 265

ATLANTA, GA

Past

February 26, 2002 - November 12, 2013

EQUITY SERVICES, INC.

CRD#: 265

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/23/2026)

Florida
(1/20/2026)

Georgia
(1/20/2026)

IAR

Georgia
(5/26/2026)

New Jersey
(1/20/2026)

New Mexico
(1/20/2026)

North Carolina
(1/20/2026)

Pennsylvania
(1/20/2026)

South Carolina
(1/20/2026)

Tennessee
(2/26/2026)

Virginia
(1/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/25/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew S. Rodgers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Stephen Rodgers's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

DEMPSEY LORD SMITH, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC

SB ADVISORY, LLC

IFS SECURITIES

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2003

Series 63

Date: 3/8/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2009

Series 6

Date: 2/25/2002

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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