Peter J. Mccarthy
Professional summary
Peter James Mccarthy, who also goes by Peter Mccarthy, is a registered financial professional currently at SALIENT CAPITAL L.P. located in Houston, Texas.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2002. Peter has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter James Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2023 - Present
SALIENT CAPITAL L.P.
Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024March 24, 2022 - August 3, 2023
EASTERLY SECURITIES LLC
August 15, 2019 - February 15, 2022
FORESIDE FUND SERVICES, LLC
September 16, 2010 - December 12, 2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 30, 2007 - September 20, 2010
CREDIT SUISSE SECURITIES (USA) LLC
March 25, 2002 - May 24, 2007
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(10/2/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
(9/28/2023)
Exams
FINRA
Current Firm
SALIENT CAPITAL L.P.
CRD#: 147912 / SEC#: , 8-67938
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
