John J. Kelly

RADIX ORGANIZATION

New York, NY 10075

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CRD#: 4505931

Professional summary

John Joseph Kelly is a registered financial advisor currently at RADIX ORGANIZATION, INC. located in New York, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2021 - Present

RADIX ORGANIZATION, INC.

Office #1: 501 E 79th Street #19a, New York, NY 10075

RIA

CRD#: 172791

New York, NY

Past

October 23, 2006 - June 11, 2009

COHMAD SECURITIES CORPORATION

CRD#: 16307

NEW YORK, NY

Past

October 20, 2004 - November 18, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

October 20, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

January 7, 2003 - August 26, 2003

DETWILER FENTON & CO.

CRD#: 1794

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RADIX ORGANIZATION, INC.

CRD#: 172791 / SEC#: 801-80346

RIA

Registered Investment Advisory firm - (9/22/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/8/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/2003

General Securities Representative Examination

Current Firm

RADIX ORGANIZATION, INC.

CRD#: 172791 / SEC#: 801-80346

RIA

Registered Investment Advisory firm - (9/22/2014 Approved)

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Contact information

Main Address

501 E 79th Street #19a, New York, NY 10075

Mailing Address

Phone number

(212) 697-9141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 184,232,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John J. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

RADIX ORGANIZATION, INC.

COHMAD SECURITIES CORPORATION

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

DETWILER FENTON & CO.

Primary Firm SEC Registration

RADIX ORGANIZATION, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/2003

Series 7

Date: 1/6/2003

Current Firm

RADIX ORGANIZATION, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RADIX ORGANIZATION, INC.

TRUST BUT VERIFY

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