Robert G. Ellis
Professional summary
Robert Gordon Ellis, CFP® is a registered financial advisor currently at AMHERST FINANCIAL GROUP, LLC located in Amherst, New Hampshire and LPL FINANCIAL LLC located in Amherst, New Hampshire.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Gordon Ellis's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
January 4, 2022 - Present
AMHERST FINANCIAL GROUP, LLC
Office #1: 8 Main Street, Amherst, NH 03031May 4, 2012 - Present
LPL FINANCIAL LLC
Office #1: 8 Main St, Amherst, NH 03031May 17, 2012 - December 31, 2015
ELDRIDGE INVESTMENT ADVISORS INC
May 4, 2012 - April 5, 2022
LPL FINANCIAL LLC
August 17, 2005 - May 9, 2012
MML INVESTORS SERVICES, LLC
February 26, 2002 - May 9, 2012
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2022)
(1/21/2015)
(1/21/2016)
(9/13/2017)
(7/24/2019)
(5/4/2012)
(5/31/2022)
(1/20/2021)
(1/3/2014)
(5/4/2012)
(1/4/2022)
(1/21/2015)
(9/24/2018)
(10/27/2021)
(5/4/2012)
(7/26/2013)
(4/11/2019)
(11/16/2020)
(9/5/2024)
Exams
FINRA
Current Firm
AMHERST FINANCIAL GROUP, LLC
CRD#: 317964 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 221 |
| AUM (Assets Under Management) | $ 34,625,015 |
Red Flags
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