Robert G. Ellis
AMHERST FINANCIAL GROUP
Amherst, NH 03031
Some features on this profile are disabled
CRD#: 4505867
Professional summary
Robert Gordon Ellis, CFP® is a registered financial advisor currently at AMHERST FINANCIAL GROUP, LLC located in Amherst, New Hampshire and LPL FINANCIAL LLC located in Amherst, New Hampshire.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 02/03/2015: NO BUSINESS NAME - NOT INV REL - 686 CHESTNUT ST, MANCHESTER NH 03104 - NOTARY PUBLIC - START 02/14/2015 - 1 HR/MO ALL DURING SECS TRDG HRS (2) 01/18/2022 - Amherst Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/28/2021 - 75 Hours Per Month/75 Hours During Securities Trading - Time Spent 47% - I provide investment advisory services through Amherst Financial Group, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 75 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. (3) 01/18/2022 - Amherst Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/28/2021 - 1 Hour Per Month/1 Hour During Securities Trading. (4) 10/03/2022 - Amherst Fire Department - Not Investment Related - 177 Amherst St. Amherst NH 03031 - Outside/W-2 Employment - on-call voluntary firefighter - Start Date - 09/29/2022 - 10 Hours Per Month/0 Hours During Securities Trading 5) 03/18/2025 - Amherst Insurance Group - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date: 01/01/2003 - 5 Hrs/Mth - 5 Hrs During Trading. 6) 04/04/2025 - Derby Street Mortgage - Not Investment Related - Mortgage/Real Estate Services - At Reported Business Location(s) - Start Date:01/12/2022 - 15 Hrs/Mth - 5 Hrs During Trading. 7) 04/04/2025 - Tax Prep/Accounting/CPA - Investment Related - Robert Ellis Tax Preperation - At Reported Business Location(s) - Start Date:03/29/2021 - 5 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Gordon Ellis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 4, 2022 - Present
AMHERST FINANCIAL GROUP, LLC
Office #1: 8 Main Street, Amherst, NH 03031RIA
CRD#: 317964
Amherst, NH
Current
May 4, 2012 - Present
LPL FINANCIAL LLC
Office #1: 8 Main St, Amherst, NH 03031RIA
BD
CRD#: 6413
Amherst, NH
Past
May 17, 2012 - December 31, 2015
ELDRIDGE INVESTMENT ADVISORS INC
RIA
CRD#: 106380
MANCHESTER, NH
Past
May 4, 2012 - April 5, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
AMHERST, NH
Past
August 17, 2005 - May 9, 2012
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BEDFORD, NH
Past
February 26, 2002 - May 9, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BEDFORD, NH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/21/2022)
RR
Connecticut(1/21/2015)
RR
Florida(1/21/2016)
RR
Maine(9/13/2017)
RR
Maryland(7/24/2019)
RR
Massachusetts(5/4/2012)
IAR
Massachusetts(5/31/2022)
RR
Minnesota(1/20/2021)
RR
Nevada(1/3/2014)
RR
New Hampshire(5/4/2012)
IAR
New Hampshire(1/4/2022)
RR
New York(1/21/2015)
RR
North Carolina(9/24/2018)
RR
Pennsylvania(10/27/2021)
RR
Rhode Island(5/4/2012)
RR
South Carolina(7/26/2013)
RR
Texas(4/11/2019)
RR
Utah(11/16/2020)
RR
Wisconsin(9/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AMHERST FINANCIAL GROUP, LLC
AMHERST FINANCIAL GROUP, LLC
CRD#: 317964 / SEC#:
Massachusetts
Registered Investment Advisory firm - (5/31/2022 Approved)New Hampshire
Registered Investment Advisory firm - (12/28/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8 Main Street, Amherst, NH 03031
Mailing Address
Phone number
(603) 289-8683
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 221 |
| AUM (Assets Under Management) | $ 34,625,015 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMHERST FINANCIAL GROUP, LLC
CRD#: 317964Amherst, NH 03031TRUST BUT VERIFY
Monitor Robert Ellis
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
