AJ
Audun M. Jensen
DNB MARKETS
New York, NY 10001
Some features on this profile are disabled
CRD#: 4505435
AJ
Professional summary
Audun Moeller Jensen is a registered financial professional currently at DNB MARKETS, INC. located in New York, New York.
Audun is registered as a RR (Registered Representative) and started their career in finance in 2002. Audun has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Audun Moeller Jensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2010 - Present
DNB MARKETS, INC.
Office #1: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001Office #2: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001BD
CRD#: 127605
New York, NY
Past
March 14, 2002 - October 15, 2009
ABG SUNDAL COLLIER INC.
BD
CRD#: 30605
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/3/2010)
RR
Colorado(4/9/2010)
RR
Connecticut(4/9/2010)
RR
Delaware(4/9/2010)
RR
Georgia(4/9/2010)
RR
Illinois(3/3/2010)
RR
Iowa(8/9/2012)
RR
Massachusetts(3/3/2010)
RR
Mississippi(4/9/2010)
RR
Missouri(4/9/2010)
RR
New Jersey(4/9/2010)
RR
New Mexico(9/17/2012)
RR
New York(3/3/2010)
RR
North Carolina(4/9/2010)
RR
Ohio(3/4/2010)
RR
Pennsylvania(3/3/2010)
RR
Texas(3/3/2010)
RR
Virginia(3/3/2010)
RR
Washington(3/3/2010)
RR
Wisconsin(8/9/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DM
DNB MARKETS, INC.
DNB CARNEGIE, INC. | DNB NOR MARKETS, INC. | DNB MARKETS, INC.
CRD#: 127605 / SEC#: , 8-66024
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001
Mailing Address
30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001
Phone number
(332) 600-3993
Established
New York since 01/10/2003
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DNB BANK ASA | SHAREHOLDER | |
| ANDERSEN, VIDAR | DIRECTOR | 7772839 |
| BAKKE, HEGE SIMPSON | DIRECTOR | 7772894 |
| BEHNCKE, PETER ANDREAS | DIRECTOR | 6258377 |
| BORY, MELISSA NMN | CHIEF COMPLIANCE OFFICER | 5047640 |
| BREIVIK, THOMAS OLAV OPDAHL | DIRECTOR | 7207266 |
| FELKOWSKI, BRIAN | TREASURER | 5659117 |
| JADICK, THEODORE SPENCER JR | PRESIDENT | 5847469 |
| KIRSCHENBLATT, CHAD | FINOP | 2503352 |
| MARKOWITZ, MICHAEL ERIC | SECRETARY | 7159750 |
| OPSTAD, MORTEN ALEXANDER | DIRECTOR | 6191217 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
