Louis C. Cavalaris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Constantine Anthony Cavalaris, who also goes by Louis Constantine Anthony Cavaleris, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 2002. Louis had worked at 2 firms and has passed the Series 63, SIE, Series 38, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2004 - September 30, 2015
VIII CAPITAL CORP.
March 7, 2002 - March 5, 2004
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 38
Date: 3/6/2002
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
VIII CAPITAL CORP.
CRD#: 39759 / SEC#: , 8-48886
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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