William B. Guido
Professional summary
William Benton Guido was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William Benton Guido, who also goes by Bj Guido, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 2002. William had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2014 - January 16, 2015
MARYLAND FINANCIAL GROUP, INC.
March 31, 2014 - December 16, 2014
LPL FINANCIAL LLC
December 4, 2013 - March 25, 2014
FSC SECURITIES CORPORATION
February 3, 2009 - December 3, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 2, 2009 - May 12, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 10, 2007 - January 20, 2009
EDWARD JONES
April 16, 2002 - January 20, 2009
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARYLAND FINANCIAL GROUP, INC.
CRD#: 122320 / SEC#: 801-99348
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,454 |
| AUM (Assets Under Management) | $ 880,267,065 |
Red Flags
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