Elizabeth P. O'donnell
CETERA INVESTMENT ADVISERS LLC
DENVER, CO 80246
Some features on this profile are disabled
CRD#: 4503842
Professional summary
Elizabeth Parent O'donnell, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Denver, Colorado and CETERA WEALTH SERVICES, LLC located in Denver, Colorado.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Elizabeth has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:O`Donnell Wealth Management; Yes; 501 S CHERRY ST 11TH FLOOR; DENVER; CO; 80246; FINANCIAL SERVICES/DBA; OWNER; 5/5/2008; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 501 S CHERRY ST 11TH FLOOR; DENVER; CO; 80246; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/12/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Sirsimonofsays LLC; No; 1070 Race St, Apt K; Denver; CO; 80206; Brand Ambassador for Weruva Pet Food and Model for Made by Cleo.; Owner; 10/1/2020; 40; 8; I manage the Simon's career and Instagram account. My duties include organizing photoshoots, editing photos, and posting on Instagram. I also communicate with business affiliates and consultants, product vendors, photographers, and negotiate and sign contracts on behalf of Simon.|
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Parent O'donnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 501 S Cherry St 11th Floor, Denver, CO 80246Office #2: 1070 Race Street Apt. K, Denver, CO 80206RIA
CRD#: 105644
DENVER, CO
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 501 S Cherry St 11th Floor, Denver, CO 80246BD
CRD#: 13572
Denver, CO
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 12, 2006 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
DENVER, CO
Past
May 9, 2006 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
DENVER, CO
Past
April 30, 2002 - May 12, 2006
WADDELL & REED
RIA
CRD#: 866
DENVER, CO
Past
March 14, 2002 - May 12, 2006
WADDELL & REED
BD
CRD#: 866
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
IAR
Colorado(6/29/2023)
RR
Florida(6/10/2021)
RR
Hawaii(9/20/2023)
RR
Illinois(1/10/2025)
RR
Missouri(9/29/2023)
RR
New York(6/9/2021)
RR
Ohio(3/30/2023)
RR
Oregon(1/3/2024)
RR
Tennessee(3/6/2025)
RR
Utah(6/23/2022)
RR
Washington(9/7/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
