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Tad W. Teeples
STATE FARM INVESTMENT MANAGEMENT
Draper, UT 84020
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CRD#: 4503069
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Professional summary
Tad Wesley Teeples, ChFC®, CLU® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Draper, Utah and STATE FARM VP MANAGEMENT CORP. located in Boise, Idaho.
Tad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Tad has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM INVOLVED WITH SENDOUTCARDS.COM. THIS IS A MULTI-LEVEL MARKETING COMPANY. I SIGNED UP FOR THE SERVICE OF BEING ABLE TO SEND MY POLICYHOLDERS WEDDING, GRADUATION, BIRTH, CONGRATULATIONS, ETC CARDS WITHOUT HAVING TO GO THE STORE AND PURCHASE THEM. I'M ABLE TO GO ONLINE AND TYPE IN THEIR NAME AND A MESSAGE AND THEN AN ACTUAL PHYSICAL CARD IS SENT FROM THE COMPANY. THE BUSINESS COMES IN TO PLAY WHEN I INTRODUCED A COUPLE OF FRIENDS TO THIS AND THEY SIGNED UP FOR THEIR INDIVIDUAL BUSINESS. SINCE THEY'VE SIGNED UP, I'VE BEGAN RECEIVING A MONTHLY CHECK. AS MORE PEOPLE SIGN UP UNDER THEM, I RECEIVE MONEY. I'M NOT SPENDING ANY TIME IN THE BUSINESS MARKETING OR WORKING, I JUST RECIEVE CHECKS EACH MONTH DUE TO THOSE WHO SIGNED UP BENEATH ME. THIS IS NOT AN INVESTMENT-RELATED BUSINESS. I BELIEVE I'LL RECEIVE A 1099 FOR ANY EARNINGS FROM THE PREVIOUS YEAR.STARTED 7/1/2004 AT 1919 S. 1450 WOODS CROSS, UT 84087. I WORKED * HOURS AT THIS BUSINESS. 2)Utah Agency Resource Group, Inc.; Non-Investment Related; 684 E 11400 S, Suite E, Draper, UT 84020; Board Member/Director; 4/1/2019; Organization led by Utah State Farm agents to recognize and reward State Farm agent team members for the production of life insurance. We will collect dues paid by agents and use those dues to host a gala in 2020 to recognize the qualifying team members. Control of the checkbook, Review bank statements, Make deposits in the checking account, Pay bills/Co-Signor on checking account ; 5 HR/MO & 3 HR/MO. 3) Tad Teeples's Insurance Agency; Insurance Agency; Investment-related; 684 E 11400 S Ste E Draper, UT 84020-9783; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2019; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Tad Wesley Teeples's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 29, 2019 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 11451 South 700 East Suite B, Draper, UT 84020RIA
CRD#: 3487
Draper, UT
Current
March 25, 2002 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 4700 N. Cloverdale Road Suite 204, Boise, ID 83717BD
CRD#: 43036
Boise, ID
Past
August 13, 2018 - January 28, 2019
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
Cheyenne, WY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/22/2021)
IAR
Arizona(1/5/2022)
RR
Idaho(12/22/2021)
IAR
Idaho(12/22/2021)
RR
Tennessee(2/26/2025)
RR
Utah(1/28/2019)
IAR
Utah(1/29/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
