AH
Arthur F. Hazen
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Moon Township, PA 15108
Some features on this profile are disabled
CRD#: 4503065
AH
Professional summary
Arthur Floyd Hazen JR., who also goes by Arthur Flyod Hazen Jr., Arthur Flyod Hazen, Arthur Flyod Hazen, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Moon Township, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Moon Township, Pennsylvania.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Arthur has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Arthur Flyod Hazen Jr. | Arthur Flyod Hazen | Arthur Flyod Hazen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BBBS OF GREATER PITTSBURGH 5989 PENN CIRCLE SOUTH PITTSBURGH, PA 15206 BEGAN 6/20/2010 AS BOARD MEMBER/SECRETARY ASSISTING WITH OPERATIONS OF THE NON-PROFIT IN ADDITION TO FUNDRAISING, BOARD RECRUUTING, AND EVENT PLANNING. VOTE ON ALL BOARD ITEMS. I DO NOT HAVE ANY SPECIFIC CONTROL OVER THE FUNDS. NOT INVESTMENT RELATED. DEVOTES 6 HRS/MNTH. .5 HRS DURING TRADING. NON-PROFIT ORGANIZATION. 2) MEDALLION WEALTH MANAGEMENT INC, 2605 NICHOLSON ROAD, STE 103, SEWICKLEY, President, DBA C-CORP, 04/12/13, PRESIDENT, INV REL, 160 HR/MO 140 TRADING HR 3) MEDALLION WEALTH MANAGEMENT, 2605 NICHOLSON ROAD STE 103, SEWICKLEY, Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/12/13, NIR, 6 HR/MO 6/TRADING HR 4) EPIC ADVISORS, ROCHESTER, NY. 10/2014, CLIENT ADVISORY BOARD MEMBER, 10 HR/YR. 8HR DURING TRADING. VOLUNTEER. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE 6) AIRPORT INSURANCE ASSOCIATES INC, 500 COMMERCE DR MOON TWP PA 15108, AS INDEPENDENT INSURANCE AGENT FOR PROPERTY AND CASUALTY INSURANCE, INV REL, 2HRS/WK, 2HRS/TRADING 7) EMPLOYEE OF ASSURED PARTNERS, 2605 Nicholson Road Suite 2103 Sewickley PA 15143, 11/2021, AGENCY PRESIDENT, AP PURCHASED THE ASSETS OF MEDALLION AND ALL PARTNERS, 160HR/MO 160HR/MO TRADING 8) POSITION OF TRUST, 100 VISTA CIR APT 210 PITTSBURGH 15238, 10/2014, TRUSTEE, NIR, 0 HR/MONTH 0 HR/MONTH TRADING 9) ASSURED PARTNERS, 4600 West Cypress Street, Tampa FL 33607, 03/2024, W2 Employee, INV REL, 80 HR/MO - 80 Trading
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Floyd Hazen JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 501 Marketplace Avenue Suite 201, Moon Township, PA 15108RIA
CRD#: 134139
Moon Township, PA
Current
April 12, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 501 Marketplace Avenue Suite 201, Moon Township, PA 15108BD
CRD#: 39543
Moon Township, PA
Past
June 24, 2008 - April 12, 2013
BPU INVESTMENT MANAGEMENT INC.
RIA
CRD#: 17058
PITTSBURGH, PA
Past
June 16, 2008 - April 12, 2013
BPU INVESTMENT MANAGEMENT INC.
BD
CRD#: 17058
PITTSBURGH, PA
Past
March 9, 2006 - June 17, 2008
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
GREENSBURG, PA
Past
March 9, 2006 - June 17, 2008
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
GREENSBURG, PA
Past
September 2, 2005 - March 2, 2006
CANTELLA & CO., INC.
RIA
CRD#: 13905
WEXFORD, PA
Past
August 8, 2005 - August 10, 2005
CANTELLA & CO., INC.
RIA
CRD#: 13905
WEXFORD, PA
Past
August 4, 2005 - March 2, 2006
CANTELLA & CO., INC.
BD
CRD#: 13905
WEXFORD, PA
Past
February 18, 2005 - August 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PITTSBURGH, PA
Past
January 14, 2005 - August 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
July 23, 2002 - January 4, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 23, 2002 - January 4, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
March 13, 2002 - July 9, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 13, 2002 - July 9, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2014)
RR
Arizona(4/12/2013)
RR
Arkansas(5/3/2023)
RR
California(4/12/2013)
RR
Colorado(4/12/2013)
RR
Connecticut(4/12/2013)
RR
Delaware(10/10/2023)
RR
District of Columbia(1/21/2021)
RR
Florida(4/12/2013)
RR
Georgia(4/12/2013)
RR
Idaho(7/9/2019)
RR
Illinois(4/12/2013)
RR
Indiana(1/5/2017)
RR
Iowa(6/20/2013)
RR
Kansas(12/15/2021)
RR
Louisiana(1/8/2021)
RR
Maine(4/12/2013)
RR
Maryland(4/12/2013)
RR
Michigan(4/12/2013)
RR
New Jersey(4/12/2013)
RR
New York(4/12/2013)
RR
North Carolina(4/12/2013)
RR
Ohio(4/12/2013)
RR
Pennsylvania(4/12/2013)
IAR
Pennsylvania(4/12/2013)
RR
South Carolina(7/29/2013)
RR
South Dakota(8/27/2013)
RR
Tennessee(2/22/2016)
RR
Texas(4/12/2013)
IAR
Texas(1/3/2014)
RR
Vermont(4/12/2013)
RR
Virginia(4/12/2013)
RR
Washington(2/17/2021)
RR
West Virginia(4/12/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
