Larry T. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Thomas Adams JR., who also goes by Luke Thomas Adams, Luke Adams, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 2002. Larry had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2015 - January 10, 2017
FELTL ADVISORS
November 18, 2014 - December 9, 2016
FELTL & COMPANY
November 14, 2012 - November 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 14, 2012 - November 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 8, 2007 - November 15, 2012
U.S. BANCORP INVESTMENTS, INC.
August 8, 2007 - November 15, 2012
U.S. BANCORP INVESTMENTS, INC.
October 3, 2006 - July 27, 2007
MORGAN KEEGAN & COMPANY, LLC
October 2, 2006 - July 27, 2007
MORGAN KEEGAN & COMPANY, LLC
September 13, 2005 - October 2, 2006
PFIC SECURITIES CORPORATION
May 2, 2002 - April 20, 2004
COUNTRY TRUST BANK
March 25, 2002 - April 20, 2004
COUNTRY CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
FELTL ADVISORS
CRD#: 165244 / SEC#: 801-77347
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FELTL ADVISORS
CRD#: 165244 / SEC#: 801-77347
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 523 |
| AUM (Assets Under Management) | $ 132,417,421 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
