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TD

Tyler P. Dawson

VAN DIEST CAPITAL
Webster City, IA 50595
Some features on this profile are disabled
CRD#: 4502408
TD

Professional summary


Tyler Paul Dawson is a registered financial advisor currently at VAN DIEST CAPITAL located in Webster City, Iowa and M. S. HOWELLS & CO. located in Webster, Iowa.

Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Tyler has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Tyler Paul Dawson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 25, 2025 - Present

VAN DIEST CAPITAL

Office #1: 522 2nd St Suite 1, Webster City, IA 50595
RIA
CRD#: 334743
Webster City, IA
Current

January 16, 2026 - Present

M. S. HOWELLS & CO.

Office #1: 522 2nd St Suite 1, Webster, IA 50595
BD
CRD#: 104100
Webster, IA
Past

November 2, 2018 - November 26, 2025

OSAIC WEALTH, INC.

RIA
CRD#: 23131
WEBSTER CITY, IA
Past

November 2, 2018 - November 26, 2025

OSAIC WEALTH, INC.

BD
CRD#: 23131
WEBSTER CITY, IA
Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
WEBSTER CITY, IA
Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
WEBSTER CITY, IA
Past

July 14, 2008 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
WEBSTER CITY, IA
Past

March 4, 2002 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
WEBSTER CITY, IA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Iowa
(11/25/2025)
RR
Iowa
(1/16/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/10/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VD
VAN DIEST CAPITAL
VAN DIEST CAPITAL | VAN DIEST CAPITAL, LLC

CRD#: 334743 / SEC#: 801-135478

Iowa
Registered Investment Advisory firm - (3/18/2025 Approved)
Texas
Registered Investment Advisory firm - (1/29/2025 Conditional Restricted)
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Contact information


Main Address
302 West Broadway Suite 9, Polk City, IA 50226
Mailing Address
Po Box 55, Polk City, IA 50226
Phone number
(515) 620-2085
Established
Firm type
Fiscal year end
# of Employees
8

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - VAN DIEST CAPITAL (2/17/2026)

Regulatory assets under management


Total Number of Accounts985
AUM (Assets Under Management)$ 144,104,427

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VAN DIEST CAPITAL

CRD#: 334743Webster City, IA 50595

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