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DB

Dennis R. Bissell

CETERA INVESTMENT ADVISERS LLC
GREENSBORO, NC 27401
Some features on this profile are disabled
CRD#: 4502306
DB

Professional summary


Dennis Ross Bissell, CFP®, who also goes by Dennis Ross Bissell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greensboro, North Carolina and CETERA ADVISORS LLC located in Greensboro, North Carolina.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Dennis has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Dennis Ross Bissell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CIVIL AIR PATROL FOUNDATION INVESTMENT RELATED: NO ADDRESS: PO BOX 9251 MONTGOMERY, AL 36108 NATURE OF BUSINESS: CIVILLAN NON-PROFIT ORGANIZATION START DATE: 06/2022 POSITION/TITLE/RELATIONSHIP: INVESTMENT COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I AM A MEMBER OF THE INVESTMENT COMMITTEE MONITORING OUR OUTSIDE RIA TASKED WITH MANAGING THE FUNDS OF THE FOUNDATION.2. NAME OF OTHER BUSINESS: CIVIL AIR PATROL INVESTMENT RELATED: NO ADDRESS: 3520 ALAMANCE ROAD BURLINGTON NC 27215 NATURE OF BUSINESS: EMERGENCY SERVICES START DATE: 01/2023 POSITION/TITLE/RELATIONSHIP: WING COMMANDER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OVERSEE ALL OPERATIONS AND ACTIVITIES OF THE NORTH CAROLINA CIVIL AIR PATROL3. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2025 POSITION/TITLE/RELATIONSHIP: INVESTMENT PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START: 9/2001; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Dennis Ross Bissell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

January 13, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 400 Bellemeade St Suite 201 301, Greensboro, NC, 27401
RIA
CRD#: 105644
GREENSBORO, NC
Current

January 8, 2025 - Present

CETERA ADVISORS LLC

Office #1: 400 Bellemeade St Suite 301, Greensboro, NC 27401
BD
CRD#: 10299
GREENSBORO, NC
Past

May 30, 2006 - November 4, 2024

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
GREENSBORO, NC
Past

August 20, 2004 - June 1, 2006

OSAIC FS, INC.

BD
CRD#: 3870
GREENSBORO, NC
Past

June 10, 2002 - August 25, 2003

GOLDMAN SACHS CUSTODY SOLUTIONS

BD
CRD#: 48015
MCLEAN, VA
Past

May 4, 2002 - June 17, 2002

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
MC LEAN, VA
Past

March 12, 2002 - June 17, 2002

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/16/2025)
RR
Colorado
(5/9/2025)
RR
Delaware
(5/9/2025)
RR
Florida
(1/16/2025)
RR
Georgia
(1/16/2025)
RR
Maryland
(1/16/2025)
RR
Michigan
(1/16/2025)
RR
New Jersey
(5/9/2025)
RR
North Carolina
(1/10/2025)
IAR
North Carolina
(1/13/2025)
RR
Ohio
(1/17/2025)
RR
South Carolina
(1/16/2025)
RR
Texas
(1/16/2025)
IAR
Texas
(1/16/2025)
RR
Virginia
(1/16/2025)
RR
Wisconsin
(7/2/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/18/2002
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information


Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
12/13/2024
09/26/2023
11/18/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Greensboro, NC 27401

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