MB
Michael G. Breard
CETERA INVESTMENT ADVISERS LLC
BATON ROUGE, LA 70809
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CRD#: 4501865
MB
Professional summary
Michael George Breard is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Baton Rouge, Louisiana and CETERA WEALTH SERVICES, LLC located in Baton Rouge, Louisiana.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: HAYS AND BREARD ENTERPRISES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 07/2007 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER OF BUILDING THEY OCCUPY 2. NAME OF OTHER BUSINESS: BREARDCO, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RESTURANT INTEREST START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIALS AND OVERSEE FINANCIALS. I HAVE NO DAY TO DAY RESPONSIBILITIES 3. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2009 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL GROUP, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BUSINESS ENTITY INCORPORATED AS LLC THAT PAYS OUR BUSINESS OFFICE EXPENSES START DATE: 10/2009 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUSINESS ENTITY FOR TAX PURPOSES. INCORPORATED LLC THAT PAYS OUR BUSINESS EXPENSES; 5. NAME OF OTHER BUSINESS: THREE FILLES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC CREATED TO INVEST IN DIVERGENT NETWORKS, LLC; 6. NAME OF OTHER BUSINESS: DIVERGENT NETWORKS LLC; INVESTMENT RELATED: NO; ADDRESS: 9129 FLORIDA BLVD, WALKER, LA 70785; NATURE OF BUSINESS: DATA CENTER; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DATA CENTER MANAGEMENT - INVESTOR ONLY;
CRS (Client Relationship Summary) - RIA
Click below to view Michael George Breard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5035 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809RIA
CRD#: 105644
BATON ROUGE, LA
Current
March 23, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5035 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809BD
CRD#: 13572
Baton Rouge, LA
Past
March 23, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Baton Rouge, LA
Past
August 4, 2009 - April 25, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
BATON ROUGE, LA
Past
July 31, 2009 - April 25, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
BATON ROUGE, LA
Past
October 4, 2006 - August 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BATON ROUGE, LA
Past
August 15, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 15, 2002 - August 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BATON ROUGE, LA
Past
June 17, 2002 - August 9, 2002
WADDELL & REED
RIA
CRD#: 866
BATON ROUGE, LA
Past
February 21, 2002 - August 9, 2002
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/26/2022)
RR
Arkansas(3/23/2022)
RR
California(4/6/2022)
RR
Colorado(3/23/2022)
RR
Connecticut(3/23/2022)
RR
Florida(3/23/2022)
RR
Georgia(3/23/2022)
RR
Illinois(3/23/2022)
RR
Indiana(3/23/2022)
RR
Kentucky(2/14/2023)
RR
Louisiana(3/23/2022)
IAR
Louisiana(6/29/2023)
RR
Maryland(3/23/2022)
RR
Michigan(10/17/2022)
RR
Mississippi(3/23/2022)
RR
Missouri(3/23/2022)
RR
Nevada(3/23/2022)
RR
New Hampshire(9/26/2023)
RR
New Mexico(1/3/2023)
RR
North Carolina(3/23/2022)
RR
Ohio(3/23/2022)
RR
Oklahoma(12/5/2024)
RR
South Carolina(3/23/2022)
RR
Tennessee(3/23/2022)
RR
Texas(3/23/2022)
IAR
Texas(6/29/2023)
RR
Virginia(3/23/2022)
RR
Wisconsin(3/23/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Baton Rouge, LA 70809TRUST BUT VERIFY
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