John D. Bell
Professional summary
John D Bell is a registered financial professional currently at GUZMAN & COMPANY located in Coral Gables, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 2 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John D Bell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2002 - Present
GUZMAN & COMPANY
Office #1: 101 Aragon Avenue, Coral Gables, FL 33134April 11, 2002 - September 5, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 11, 2002 - September 5, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2002)
(7/26/2016)
(7/21/2014)
(11/14/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/9/2003
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Current Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
GUZMAN & COMPANY
CRD#: 21013Coral Gables, FL 33134TRUST BUT VERIFY
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