CR
Christopher A. Raup
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Carlisle, PA
Some features on this profile are disabled
CRD#: 4500786
CR
Professional summary
Christopher Allen Raup is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Carlisle, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Carlisle, Pennsylvania.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PALADIN FINANCIAL SERVICES INC, 405 AUTUMN DR CARLISLE PA, 5/2000, PRESIDENT/CEO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 80 HRS/MO 80 HRS/MO TRADING 2) DOUBLE BLACK ALPACAS, 405 AUTUMN DR CARLISLE PA, 04/2007, OWNER, LIVESTOCK/AGRICULTURE, NIR, 28 HRS/MO 0 HRS/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2017, AS ADVISORY REP OF A RIA. INV REL, 80 HRS/MO 80 HRS/MO TRADING 4) WOUNDED WARRIOR PATROL, 20 WESTMINSTER DR CARLISLE PA, 11/2010, VICE CHAIRMAN, NON-PROFIT, NIR, 8 HRS/MO 0 HRS/MO TRADING 5) MCGREGOR TAX AND FINANCIAL SERVICES LLC, 4129 GREYWOOD DR YORK PA, 02/2020, CPA, TAX PREP/ACCOUNTING SVCS, INV REL, 10 HR/YR 5 HR/YR TRADING 6) CHRISTOPHER RAUP, 405 AUTUMN DR CARLISLE PA, 04/2020, COACHING PROFESSIONAL SKI INSTRUCTORS OF AMERICA, NIR, 8 HR/MO 0 HR/MO TRADING 7) WARRIOR COACH, 405 AUTUMN DR CARLISLE PA, 01/2022, Coach, Sport/Fitness/Gaming, INV REL, 10 HR/MO 4 HR/MO TRADING 8) BARIC SCHERER LLC, 19 WEST SOUTH ST CARLISLE PA, 01/2022, REFERRAL ARRANGEMENT, LEGAL SERVICES INV REL, 1 HR/MO 1 HR/MO TRADING 9) ASCEND WEALTH CONSULTING, CARLISLE PA 17015, 08/01/2022, PRESIDENT - DBA FOR PALADIN FINANCIAL SERVICES, INV REL, 160 HR/MO 160 HR/MO TRADING 10) WARRIOR TRAIL RUNNING, LLC, 405 AUTUMN DR CARLISLE PA, 12/2022, OWNER, COACH, NIR, 12 HR/MO 2 HR/MO TRADING 11) HOWARD'S ACCOUNTING, 107 DOUBLING GAP ROAD NEWILLE PA, 02/2024, AGENT, REFERRAL AGREEMENT, NIR, 1 HR/MO 0 HR/MO TRADING 12) WARRIOR TRAIL, 405 AUTUMN DR CARLISLE PA, CHAIRMAN, NONPROFIT ORGANIZATION, NIR, 5 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Allen Raup's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Carlisle, PA
Current
August 16, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Carlisle, PA
Past
March 14, 2008 - August 21, 2017
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
CARLISLE, PA
Past
September 17, 2003 - August 21, 2017
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CARLISLE, PA
Past
February 21, 2003 - September 16, 2003
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
February 26, 2002 - December 31, 2002
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
PETALUMA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/20/2019)
RR
Colorado(1/2/2019)
IAR
Colorado(6/11/2024)
RR
Florida(8/30/2018)
RR
Georgia(9/20/2019)
RR
Illinois(9/20/2019)
RR
Indiana(9/20/2019)
RR
Kentucky(9/20/2019)
RR
Maryland(8/16/2017)
RR
Massachusetts(10/9/2025)
RR
Michigan(11/5/2019)
RR
New York(1/3/2022)
RR
North Carolina(9/23/2019)
RR
Pennsylvania(8/16/2017)
IAR
Pennsylvania(8/16/2017)
RR
South Carolina(8/16/2017)
RR
Virginia(1/2/2019)
RR
Washington(1/17/2019)
RR
West Virginia(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
