Lori A. Ripperger

CETERA INVESTMENT ADVISERS LLC

WEST DES MOINES, IA 50266

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CRD#: 4500760

Professional summary

Lori A Ripperger, who also goes by Lori A Henrich, Lori A Mcknight, Lori A Ripperger, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Des Moines, Iowa and CETERA WEALTH SERVICES, LLC located in West Des Moines, Iowa.

Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Lori has worked at 10 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori A Henrich | Lori A Mcknight | Lori A Ripperger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: ONEWEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 06/2017 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MANAGE CLIENTS INVESTMENT PORTFOLIO'S

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori A Ripperger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 6600 Westown Pkwy Suite 165, West Des Moines, IA 50266Office #2: 1055 Jordan Creek Parkway Suite 116, West Des Moines, IA 50266

RIA

CRD#: 105644

WEST DES MOINES, IA

Current

August 6, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 6600 Westown Pkwy Ste 165, West Des Moines, IA 50266Office #2: 1055 Jordan Creek Parkway Suite 130, West Des Moines, IA 50266

CRD#: 13572

WEST DES MOINES, IA

Past

October 16, 2017 - August 15, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

West Des Moines, IA

Past

October 16, 2017 - August 15, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

West Des Moines, IA

Past

June 20, 2017 - October 16, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

west des moines, IA

Past

June 5, 2017 - October 16, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

west des moines, IA

Past

February 24, 2017 - May 31, 2017

IOWA WEALTH MANAGEMENT, LLC

RIA

CRD#: 286435

WEST DES MOINES, IA

Past

July 22, 2015 - February 28, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

WEST DES MOINES, IA

Past

July 22, 2015 - February 28, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

WEST DES MOINES, IA

Past

September 18, 2013 - July 15, 2015

FINTEGRA, LLC

RIA

CRD#: 16741

DES MOINES, IA

Past

March 5, 2012 - July 15, 2015

FINTEGRA, LLC

CRD#: 16741

DES MOINES, IA

Past

October 14, 2011 - November 28, 2011

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

ANKENY, IA

Past

August 17, 2009 - March 31, 2011

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

August 18, 2005 - July 2, 2009

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

DES MOINES, IA

Past

March 6, 2003 - July 2, 2009

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

DES MOINES, IA

Past

April 2, 2002 - February 18, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/6/2025)

Iowa
(8/6/2025)

IAR

Iowa
(8/6/2025)

Texas
(8/6/2025)

IAR

Texas
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 8/6/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lori A. Ripperger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori A Ripperger's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

IOWA WEALTH MANAGEMENT, LLC

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

FINTEGRA, LLC

FINTEGRA, LLC

CUNA BROKERAGE SERVICES, INC.

STATE FARM VP MANAGEMENT CORP.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2013

Series 63

Date: 6/11/2002

Series 6TO

Date: 8/6/2025

SIE

Date: 10/1/2018

Series 7

Date: 4/1/2002

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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