Gregory J. Capello
Professional summary
Gregory Joseph Capello is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2002. Gregory has worked at 5 firms and has passed the Series 63, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Joseph Capello's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2023 - Present
RAINMAKER SECURITIES, LLC
March 25, 2022 - September 6, 2023
RAINMAKER SECURITIES, LLC
March 12, 2007 - September 30, 2010
DAVID M POLEN SECURITIES, LLC
February 1, 2005 - February 17, 2006
GUNNALLEN FINANCIAL, INC
December 1, 2003 - February 3, 2005
THINKEQUITY LLC
February 13, 2002 - April 24, 2003
FULCRUM GLOBAL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2025)
(3/30/2025)
(9/3/2024)
(3/26/2025)
Exams
Series 7TO
Date: 3/24/2022
General Securities Representative ExaminationFINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
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