Curtis M. Sahler

PUTNAM INVESTMENT MANAGEMENT

BOSTON, MA 02110

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CRD#: 4499251

Professional summary

Curtis M Sahler, CIMA®, who also goes by Curtis Michael Sahler, is a registered financial advisor currently at PUTNAM INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts and FRANKLIN DISTRIBUTORS, LLC located in San Mateo, California.

Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Curtis has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Curtis Michael Sahler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis M Sahler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 31, 2023 - Present

PUTNAM INVESTMENT MANAGEMENT, LLC

Office #1: 100 Federal St, Boston, MA 02110

RIA

CRD#: 106629

BOSTON, MA

Current

July 2, 2024 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: One Franklin Parkway, San Mateo, CA 94403

CRD#: 109064

San Mateo, CA

Past

May 19, 2023 - July 2, 2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

April 20, 2023 - May 18, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Vancouver, WA

Past

June 17, 2021 - May 18, 2023

MORGAN STANLEY

CRD#: 149777

Vancouver, WA

Past

May 10, 2007 - April 21, 2021

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

May 10, 2007 - April 30, 2021

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

May 21, 2002 - July 3, 2006

AMFIN INVESTMENT SERVICES, INC.

CRD#: 13945

NORTH HOLLYWOOD, FL

Past

February 13, 2002 - March 15, 2002

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD#: 106629 / SEC#: 801-7974

RIA

Registered Investment Advisory firm - (11/19/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/2/2024)

Connecticut
(7/2/2024)

Florida
(7/2/2024)

IAR

Massachusetts
(5/31/2023)

Massachusetts
(7/2/2024)

New York
(7/2/2024)

Oregon
(7/2/2024)

Washington
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/20/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/12/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/18/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/31/2021

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD#: 106629 / SEC#: 801-7974

RIA

Registered Investment Advisory firm - (11/19/1971 Approved)

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Contact information

Main Address

100 Federal St, Boston, MA 02110

Mailing Address

Phone number

(617) 292-1000

Established

Firm type

Fiscal year end

# of Employees

197

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FTPPG COMBINED SMA BROCHURE DECEMBER 2024 (1/10/2025)

FTPPG COMBINED SMA BROCHURE SUPPLEMENT DECEMBER 2024 (1/10/2025)

PUTNAM INVESTMENT MANAGEMENT, LLC FORM ADV PART 2A DECEMBER 2024 (12/23/2024)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 85,208,444,537

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Curtis M. Sahler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis M Sahler's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN DISTRIBUTORS, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

MORGAN STANLEY

MORGAN STANLEY

WADDELL & REED

IVY DISTRIBUTORS, INC.

AMFIN INVESTMENT SERVICES, INC.

THE HUNTINGTON INVESTMENT COMPANY

Primary Firm SEC Registration

PUTNAM INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2023

Series 63

Date: 1/20/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2004

Series 6

Date: 2/12/2002

Series 10

Date: 3/18/2022

Series 9

Date: 12/31/2021

Series 24

Date: 1/30/2020

FINRA

Current Firm

PUTNAM INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PUTNAM INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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