Sun Y. Godshaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sun Yu Godshaw was a registered financial professional .
Sun is a previously registered financial professional and started their career in finance in 2002. Sun had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2010 - December 31, 2014
CLARITY CAPITAL PARTNERS
August 31, 2010 - June 21, 2011
OSAIC WEALTH, INC.
August 26, 2010 - June 21, 2011
OSAIC WEALTH, INC.
June 30, 2008 - September 10, 2010
NEXT FINANCIAL GROUP, INC.
June 27, 2008 - September 10, 2010
NEXT FINANCIAL GROUP, INC.
February 25, 2008 - July 25, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 3, 2006 - July 25, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 12, 2002 - September 28, 2005
WORLD GROUP SECURITIES, INC.
February 6, 2002 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLARITY CAPITAL PARTNERS
CRD#: 129898 / SEC#: 801-62893
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,113 |
| AUM (Assets Under Management) | $ 437,700,139 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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