Shannon L. Kenska
Professional summary
Shannon Lynn Kenska, CIMA®, who also goes by Shannon Lynn Harris, Shannon Lynn Lambo, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in La Jolla, California.
Shannon is registered as a RR (Registered Representative) and started their career in finance in 2002. Shannon has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shannon Lynn Kenska's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 4225 Executive Square #1600, La Jolla, CA 92037January 3, 2017 - July 10, 2020
ALPHAMAX DISTRIBUTORS, L.L.C.
March 26, 2014 - September 16, 2016
SHEAFF BROCK INVESTMENT ADVISORS, LLC
January 17, 2012 - February 7, 2014
NUVEEN ASSET MANAGEMENT, LLC
June 29, 2005 - March 29, 2012
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
July 2, 2004 - February 7, 2014
NUVEEN SECURITIES, LLC
March 15, 2002 - March 23, 2004
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2020)
(1/3/2023)
(1/3/2023)
(9/16/2020)
(1/3/2023)
(9/17/2020)
(9/16/2020)
(1/2/2025)
(1/3/2023)
(1/3/2023)
(1/8/2021)
(1/3/2023)
(1/3/2023)
(9/16/2020)
(1/3/2023)
(9/28/2020)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(9/18/2020)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(9/16/2020)
(9/16/2020)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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