John P. Larch
Professional summary
John P Larch is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John P Larch's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 24, 2015 - July 1, 2020
NATIONWIDE SECURITIES, LLC
July 31, 2009 - April 24, 2015
TRUSTMONT FINANCIAL GROUP, INC.
January 29, 2002 - June 23, 2009
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2021)
(7/1/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
