Phillip L. Trueblood
Professional summary
Phillip Lee Trueblood is a registered financial advisor currently at TRUEBLOOD WEALTH MANAGEMENT, LLC located in Lima, Ohio.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. Phillip has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 52TO, SIE, Series 15, Series 5, PC, Series 1, Series 24, Series 9, Series 10, Series 53, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Lee Trueblood's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2023 - Present
TRUEBLOOD WEALTH MANAGEMENT, LLC
Office #1: 2500 Shawnee Road Suite A, Lima, OH 45806July 29, 2011 - July 8, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 28, 2011 - July 8, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 2008 - July 29, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - July 29, 2011
WELLS FARGO CLEARING SERVICES, LLC
June 2, 1999 - January 1, 2008
A. G. EDWARDS & SONS, INC.
January 11, 1993 - January 3, 2008
A. G. EDWARDS & SONS, INC.
September 15, 1989 - January 19, 1993
PRUDENTIAL EQUITY GROUP, LLC
February 26, 1968 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
TRUEBLOOD WEALTH MANAGEMENT, LLC
CRD#: 321659 / SEC#: 801-125794
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/1/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 15
Date: 8/1/1984
Foreign Currency Options ExaminationSeries 5
Date: 1/20/1982
Interest Rate Options ExaminationPC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 2/13/1968
Registered Representative ExaminationSeries 40
Date: 4/30/1974
Registered Principal ExaminationSeries 12
Date: 4/16/1974
NYSE Branch Manager ExaminationCurrent Firm
TRUEBLOOD WEALTH MANAGEMENT, LLC
CRD#: 321659 / SEC#: 801-125794
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 973 |
| AUM (Assets Under Management) | $ 430,821,462 |
Red Flags
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