James G. Berman

JBGLOBAL.COM LLC

New York, NY 10003

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CRD#: 4497557

Professional summary

James G. Berman is a registered financial advisor currently at JBGLOBAL.COM LLC located in New York, New York.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NYU SPS (investment-related), Adjunct Instructor, 250 Mercer Street, NY NY 10012 1998-Present, 16 hrs/mo, none during trading hours, teaching one class on corporate finance Forbes.com (investment-related), Contributor, 250 Mercer Street, NY NY 10012 2013-Present, 2 hrs/mo, occasionally during trading hours, posting one article per month on value investing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James G. Berman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2009 - Present

JBGLOBAL.COM LLC

Office #1: 41 East 11th Street 11th Floor, New York, NY 10003

RIA

CRD#: 119111

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JBGLOBAL.COM LLC

CRD#: 119111 / SEC#: 801-72592

RIA

Registered Investment Advisory firm - (7/22/2011 Approved)

New Jersey

Registered Investment Advisory firm - (8/8/2011 Terminated)

New York

Registered Investment Advisory firm - (7/25/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/2/2009)

IAR

New York
(2/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2004

Uniform Investment Adviser Law Examination

Current Firm

JBGLOBAL.COM LLC

CRD#: 119111 / SEC#: 801-72592

RIA

Registered Investment Advisory firm - (7/22/2011 Approved)

New Jersey

Registered Investment Advisory firm - (8/8/2011 Terminated)

New York

Registered Investment Advisory firm - (7/25/2011 Terminated)

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Contact information

Main Address

41 East 11th Street 11th Floor, New York, NY 10003

Mailing Address

Phone number

(212) 388-9873

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUPPLEMENTAL BROCHURE-JAMES BERMAN (1/9/2025)

INVESTMENT ADVISORY BROCHURE (1/9/2025)

Regulatory assets under management

Total Number of Accounts	182
AUM (Assets Under Management)	$ 103,935,701

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James G. Berman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James G. Berman's CRS (Customer Relationship Summary).

Certified licenses

Experience

JBGLOBAL.COM LLC

Primary Firm SEC Registration

JBGLOBAL.COM LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2004

Current Firm

JBGLOBAL.COM LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JBGLOBAL.COM LLC

TRUST BUT VERIFY

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