RR
Ross J. Reinhart
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
CHICAGO, IL 60614
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CRD#: 4497123
RR
Professional summary
Ross James Reinhart is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Chicago, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Naperville, Illinois.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Ross has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 60/WK 4/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) REINHART FINANCIAL GROUP TWO MID AMERICA PLAZA #725 OAKBROOK TERRACE IL 60181, 01/2002 AS INSURANCE AGENT PROCESSING/SELLING INSURANCE PRODUCTS. INVESTMENT RELATED. DEVOTES 15 HRS/MNTH. NONE DURING TRADING. 3) PURCHASING RETIREMENT, 2 MID AMERICA PLAZA #725 OAKBROOK TERRACE IL, 5/2013, PART-OWNER OF BRANDED 401(K) EDUCATIONAL MATERIALS. INV REL, 1 HR/MO 0/TRADING. 4) REINHART CAPITAL PARTNERS INC, 1516 LEGACY CIR #112 NAPERVILLE IL, 12/2005 AS PRESIDENT OF C-CORP FOR TAX AND LEGAL LIABILITY. NIR, 2/MO 0/TRADING. 5) 1516 RJR LLC, 1516 LEGACY CIR #112 NAPERVILLE IL, 1/2016, MANAGING MEMBER IN LLC THAT OWNS OFFICE CONDO. NIR, 1/MO 0/TRADING. 6) REINHART ACQUISITION GROUP, 1516 LEGACY CIR #112, NAPERVILLE, IL 10/2015 AS PRESIDENT OF CORPORATION THAT PAYS EXPENSES RELATED TO THE ACQUISITION OF OTHER PRACTICES. NIR - 1/MO - 0/TRADING. 7) REAL ESTATE, 42 Pine Forest Court Sapphire NC 28774, 11/2021, NIR, RENTAL PROPERTY, 1 HR/MO 0 HR/MO TRADING 8) 1516 RJR 2 LLC, 1516 LEGACY CIRCLE #108 NAPERVILLE IL 60563, 03/2022, OWNER, RENTAL PROPERTY, NIR, 1 HR/MO 0 HR/MO TRADING 9) RCM4 LLC, 42 Pine Forest CT, Sapphire NC 28774, 09/15/2021, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Ross James Reinhart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2005 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2211 N Elston Ave Ste 201, Chicago, IL 60614Office #2: 1516 Legacy Circle Suite 112, Naperville, IL 60563Office #3: 3838 N Ravenswood Ave Ste. 256, Chicago, IL 60613RIA
CRD#: 134139
CHICAGO, IL
Current
January 11, 2005 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1516 Legacy Circle Suite 112, Naperville, IL 60563Office #2: 3838 N Ravenswood Ave Ste. 256, Chicago, IL 60613BD
CRD#: 39543
Naperville, IL
Past
January 11, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
CHICAGO, IL
Past
March 9, 2004 - January 19, 2005
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
NAPERVILLE, IL
Past
October 7, 2003 - October 7, 2003
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
NAPERVILLE, IL
Past
June 24, 2003 - January 19, 2005
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
NAPERVILLE, IL
Past
April 8, 2002 - January 19, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
January 29, 2002 - April 5, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/6/2019)
RR
California(1/20/2017)
RR
Colorado(11/1/2013)
RR
Florida(3/14/2008)
RR
Georgia(10/15/2015)
RR
Illinois(1/11/2005)
IAR
Illinois(3/28/2005)
RR
Indiana(7/11/2024)
RR
Massachusetts(6/15/2010)
RR
Michigan(7/13/2015)
RR
Minnesota(1/8/2015)
RR
New York(9/14/2009)
RR
North Carolina(10/16/2015)
RR
Ohio(1/20/2017)
RR
Oregon(5/17/2022)
RR
South Dakota(10/8/2019)
RR
Texas(4/8/2020)
IAR
Texas(4/8/2020)
RR
Utah(4/14/2020)
RR
Vermont(1/10/2017)
RR
Virginia(4/28/2023)
RR
Washington(10/15/2015)
RR
Wisconsin(1/11/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
