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EP

Edward Parker

Some features on this profile are disabled
CRD#: 4496742
EP

Professional summary

Edward Parker JR. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Edward is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Edward had worked at 1 firm, which includes JOSEPH STEVENS & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 15, 2002 - March 1, 2002

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/28/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/14/2002
General Securities Representative Examination

Current Firm

JS
JOSEPH STEVENS & CO., INC.
FABIO MIGLIACCIO | JOSEPH STEVENS & COMPANY, L.P. | JOSEPH STEVENS & COMPANY, INC. | JOSEPH STEVENS & CO., INC.

CRD#: 35459 / SEC#: , 8-46901

BD
Terminated by SEC on 08/22/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/12/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MARKOWITZ, STEVEN ALANPRESIDENT/CHAIRMAN1299315
SORBARA, JOSEPHCHIEF EXECUTIVE OFFICER1001403
CHUDNOFF, LINDA EPPOLITOCHIEF COMPLIANCE OFFICER AND SENIOR REGISTERED OPTIONS PRINCIPAL1332998
TINGOLI, MARIACHIEF FINANCIAL OFFICER1598620

Disclosures

Regulatory Event7
Arbitration10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOSEPH STEVENS & CO., INC.

CRD#: 35459

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