Steven L. Thornton
Professional summary
Steven Lee Thornton, who also goes by Steve Lee Thornton, is a registered financial professional currently at THE SPARTAN GROUP located in Pasadena, California and GLOBALINK SECURITIES, INC. located in Pasadena, California.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 102 firms and has passed the Series 57TO, Series 99TO, Series 62, Series 79TO, SIE, Series 55, Series 14, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Lee Thornton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2003 - Present
THE SPARTAN GROUP
Office #1: 16 N. Marengo, Suite #307, Pasadena, CA 91101Office #2: 16 N. Marengo, Suite #307, Pasadena, CA 91101April 2, 2004 - Present
GLOBALINK SECURITIES, INC.
Office #1: 3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107August 25, 2004 - Present
SYNDICATED CAPITAL, INC.
Office #1: 21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765May 17, 2005 - Present
INNOVATION CAPITAL, LLC
Office #1: 2255 Glades Road Suite 324a, Boca Raton, FL 33431July 18, 2006 - Present
CENTERPOINT M&A ADVISORS, INC.
Office #1: 21550 Oxnard Street, Suite 960, Woodland Hills, CA 91367February 26, 2007 - Present
COMPAK SECURITIES, INC.
Office #1: 1801 Dove Street, Newport Beach, CA 92660Office #2: 1801 Dove Street, Newport Beach, CA 92660April 30, 2008 - Present
VALTUS CAPITAL GROUP, LLC
Office #1: 3452 E. Foothill Blvd., Suite 800, Pasadena, CA 91107July 1, 2009 - Present
BDO CAPITAL ADVISORS, LLC
Office #1: Two International Place 4th Floor, Boston, MA, 02110June 28, 2010 - Present
CHINA ECAPITAL PARTNERS, LLC
Office #1: 3452 E. Foothill Blvd., Suite 800, Pasadena, CA 91107June 1, 2011 - Present
WBB SECURITIES, LLC
Office #1: 20 Commerce Dr Ste 135, Cranford, NJ 07016October 25, 2011 - Present
CENTERBOARD SECURITIES, LLC
Office #1: 9430 Research Blvd., Suite 120, Austin, TX 78759April 26, 2012 - Present
MARKS BAUGHAN SECURITIES LLC
Office #1: 161 Washington St., Suite 1390, Conshohocken, PA 19428September 6, 2013 - Present
AVENDUS CAPITAL, INC.
Office #1: 3452 E. Foothill, Blvd., Suite 800, Pasadena, CA 91107June 30, 2014 - Present
LIGHTHOUSE CAPITAL GROUP, LLC
Office #1: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106July 3, 2014 - Present
DIRECT REALTY SECURITIES, INC.
Office #1: 5743 Corsa Avenue, Suite 215, Westlake Village, CA 91362July 20, 2015 - Present
TCFG WEALTH MANAGEMENT, LLC
Office #1: 28202 Cabot Road Suite 305, Laguna Niguel, CA 92677August 14, 2015 - Present
NEXTREND SECURITIES, INC.
Office #1: P O Box 12108, Austin, TX 78711December 28, 2015 - Present
MJ CAPITAL PARTNERS, LLC
Office #1: 3452 E. Foothill Blvd., Suite 800, Pasadena, CA 91107August 4, 2016 - Present
MAINSPRING CAPITAL MANAGEMENT, LLC
September 30, 2016 - Present
APEXUS CAPITAL LLC
Office #1: 321 19th Street, Santa Monica, CA 90402-2409October 9, 2017 - Present
EXCHANGERIGHT SECURITIES, LLC
Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106October 31, 2017 - Present
PARITER SECURITIES, LLC
Office #1: 243 Carretera #2, Guaynabo, PR 00966November 3, 2017 - Present
BREN VENTURES LLC
Office #1: 590 Madison Avenue, New York, NY 10022February 28, 2018 - Present
KAL CAPITAL MARKETS LLC
Office #1: 3738 Bayer Avenue Suite 103, Long Beach, CA 90808September 4, 2019 - Present
TRINITY WEALTH SECURITIES, L.L.C.
Office #1: 6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634September 16, 2019 - Present
SHORELINEAMBROSE ADVISORS, LLC
Office #1: 6310 Greenwich Drive Suite 120, San Diego, CA 92037September 26, 2019 - Present
PORTUM CAPITAL LLC
Office #1: 40 Wall St Suite 1702, New York, NY 10005January 6, 2020 - Present
ANALYST HUB SECURITIES, LLC
Office #1: 2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746March 4, 2020 - Present
CAPITALA SECURITIES, LLC
Office #1: 4201 Congress Street Suite 360c, Charlotte, NC 28209-4636April 10, 2020 - Present
INCLINE ADVISORS
Office #1: 655 Tyner Way, Incline Village, NV 89451May 1, 2020 - Present
TRANSITIONAL BROKER LLC
Office #1: 11650 S. State Street, Suite 200, Draper, UT 84020November 13, 2020 - Present
ONPEAK CAPITAL LLC
Office #1: 1221 Brickell Avenue Suite 900, Miami, FL 33131February 2, 2023 - Present
FCA CAPITAL MARKETS LLC
Office #1: 240 Saint Paul Street Suite 400, Denver, CO 80206August 3, 2023 - Present
FMI CAPITAL ADVISORS, INC.
Office #1: 44 Cook St Ste 900, Denver, CO 80206-5827May 24, 2024 - Present
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
Office #1: 2754 Brandt Drive South Suite 200, Fargo, ND 58104November 25, 2024 - Present
ARCSTONE SECURITIES LLC
Office #1: 885 Third Avenue 21st Floor, New York, NY 11232November 27, 2024 - Present
LESKO SECURITIES INC.
Office #1: 400 Plaza Dr Suite A, Vestal, NY 13850December 3, 2024 - Present
MIT ASSOCIATES, LLC
January 7, 2025 - Present
AUGMENT CAPITAL, LLC
Office #1: 1204 San Antonio Street Second Floor, Austin, TX 78701May 21, 2025 - Present
TFA SECURITIES, INC.
Office #1: 201 Continental Blvd., Suite 110, El Segundo, CA 90245June 27, 2025 - Present
EFCG TRANSACTION SERVICES LLC
July 11, 2025 - Present
WILDRIDGE SECURITIES
Office #1: 1100 Glendon Ave. 17th Floor, Los Angeles, CA, 90024July 31, 2023 - January 2, 2025
AIA SECURITIES LLC
May 12, 2023 - February 29, 2024
DOMINARI SECURITIES LLC
July 22, 2022 - July 12, 2024
KARBONE CAPITAL MARKETS, LLC
February 23, 2022 - December 1, 2023
REVERE SECURITIES LLC
December 10, 2020 - August 27, 2025
PACIFIC OAK CAPITAL MARKETS, LLC
September 15, 2020 - September 21, 2020
MCCAFFERTY & COMPANY, LLC
August 5, 2020 - January 4, 2021
LIBERTY ASSOCIATES, INC.
December 26, 2019 - August 28, 2020
MCCAFFERTY & COMPANY, LLC
September 28, 2019 - January 15, 2025
COINSHARES CAPITAL LLC
June 10, 2019 - August 18, 2022
STARTENGINE PRIMARY LLC
May 17, 2019 - July 10, 2019
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
January 23, 2019 - June 7, 2024
PLUM CAPITAL, LLC
December 13, 2018 - August 5, 2019
ELITE BROKERS, LLC
January 10, 2018 - January 5, 2024
WINLO MANAGEMENT GROUP, LLC
June 30, 2016 - January 30, 2018
FIRST WILSHIRE SECURITIES, INC.
March 19, 2016 - April 25, 2016
FORTUNE SECURITIES, INC.
December 23, 2015 - July 23, 2020
CAPRO CAPITAL
December 3, 2014 - July 20, 2015
BAY MUTUAL FINANCIAL, LLC
July 3, 2014 - August 19, 2024
COLLINS/BAY ISLAND SECURITIES, LLC
May 20, 2014 - December 10, 2020
SHERIDAN CAPITAL SECURITIES, LLC
January 17, 2014 - October 31, 2014
BARDI CO. LLC
February 13, 2013 - May 29, 2015
ELMCORE SECURITIES LLC
November 6, 2012 - December 26, 2021
SHOPOFF SECURITIES, INC.
September 21, 2012 - January 21, 2021
H2C SECURITIES INC.
June 13, 2012 - July 26, 2012
WILLIAM AND HENRY ASSOCIATES
March 30, 2011 - October 12, 2017
AUGEO ADVISORS, LLC
June 2, 2010 - June 16, 2010
BLUEPRINT CAPITAL MARKETS
March 4, 2010 - November 2, 2011
MDB CAPITAL
January 7, 2010 - April 30, 2013
HUB INTERNATIONAL INVESTMENT SERVICES INC.
December 14, 2009 - March 18, 2010
BANC OF MANHATTAN CAPITAL
November 5, 2009 - December 31, 2012
DIMIRAK SECURITIES CORPORATION
June 30, 2009 - May 20, 2010
SEIDMAN PRIVATE SECURITIES LLC
June 25, 2009 - January 11, 2012
CM SECURITIES, LLC
May 21, 2009 - May 27, 2010
BLACK ROSE EQUITY MANAGEMENT LLC
February 11, 2009 - January 20, 2010
CHANNEL POINT PARTNERS
June 13, 2008 - March 11, 2009
ACHILLES SECURITIES, LLC
May 27, 2008 - October 12, 2017
GREEN STREET TRADING, LLC
May 7, 2008 - August 13, 2009
NEWPORT COAST SECURITIES, INC.
November 6, 2007 - January 9, 2009
ZEALOUS CAPITAL MARKETS, LLC.
November 1, 2007 - January 9, 2009
TBN SECURITIES, INC.
September 17, 2007 - January 26, 2015
BCC ADVISORY SERVICES, LLC
August 31, 2007 - October 31, 2007
ASHRAF CAPITAL CORP.
July 3, 2007 - July 31, 2007
BRIDGEMARK CAPITAL, LP
May 7, 2007 - November 3, 2009
BMA SECURITIES, LLC
February 23, 2007 - September 2, 2009
ARQUE CAPITAL, LTD.
January 19, 2007 - December 15, 2010
ANTAEUS CAPITAL, INC.
December 20, 2006 - April 27, 2007
SPRINGBOARD SECURITIES, INC.
November 14, 2006 - December 22, 2014
COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.
March 29, 2006 - October 1, 2007
BEDROCK SECURITIES, LLC
March 27, 2006 - September 24, 2010
SOUTH LAKE AVENUE SECURITIES CORPORATION
November 7, 2005 - January 7, 2011
ADVISORS EDGE SECURITIES, LLC
September 26, 2005 - August 20, 2008
MERGER & ACQUISITION CAPITAL SERVICES, LLC
August 23, 2005 - October 11, 2016
SUTTER SECURITIES CLEARING, LLC
April 28, 2005 - December 31, 2006
ANTAEUS CAPITAL, INC.
March 1, 2005 - November 3, 2009
NORTH GLOBAL SECURITIES, INC.
December 2, 2004 - December 11, 2008
SILVER PACIFIC ADVISORS, LLC
September 14, 2004 - January 19, 2006
NEXA SECURITIES
January 22, 2004 - April 21, 2004
SYNDICATED CAPITAL, INC.
October 21, 2003 - August 6, 2008
CHANNEL POINT PARTNERS
February 7, 2003 - August 17, 2004
IMPERIAL CAPITAL, LLC
December 4, 2002 - December 1, 2006
AGA SECURITIES, LLC
October 17, 2002 - March 9, 2004
NEXA SECURITIES
October 16, 2002 - October 31, 2002
CURTIS SECURITIES, LLC
September 18, 2002 - October 2, 2006
SPRINGBOARD SECURITIES, INC.
September 17, 2002 - January 14, 2004
HUNTINGTON SECURITIES, LLC
May 30, 2002 - September 4, 2003
WESTMOORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 6/28/1999
Limited Representative-Equity Trader ExamSeries 28
Date: 6/25/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
WILDRIDGE SECURITIES
CRD#: 335666 / SEC#: , 8-71350
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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