Katherine J. Babitts
Professional summary
Katherine Jean Babitts, who also goes by Katherine Jean Hands, Katherine Jean Shetler, is a registered financial professional currently at FAR HILLS GROUP, LLC. located in New York, New York.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2002. Katherine has worked at 5 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Jean Babitts's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2012 - Present
FAR HILLS GROUP, LLC.
Office #1: 747 3rd Avenue 30th Floor, New York, NY, 10017January 28, 2010 - February 2, 2010
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
December 1, 2009 - March 27, 2012
MACQUARIE CAPITAL (USA) INC.
June 2, 2008 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
March 25, 2002 - June 25, 2008
RIVERSOURCE SERVICES, INC.
February 21, 2002 - June 24, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FAR HILLS GROUP, LLC.
CRD#: 32243 / SEC#: , 8-45675
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FAR HILLS GROUP HOLDINGS LLC | OWNER | |
| HALVORSON, HALVOR MIKEL | MEMBER/CCO | 3145839 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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