Joseph J. Lee
Professional summary
Joseph James Lee, who also goes by Joe J. Lee, Joseph J. Lee, is a registered financial professional currently at HONEY BADGER INVESTMENT SECURITIES, LLC located in Irvine, California.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2002. Joseph has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 57, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph James Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2017 - Present
HONEY BADGER INVESTMENT SECURITIES, LLC
Office #1: 30 Corporate Park Suite 410, Irvine, CA 92606Office #3: 30 Corporate Park Suite 410, Irvine, CA 92606April 29, 2016 - May 23, 2017
CHARLES FISH INVESTMENTS, INC.
January 8, 2014 - February 16, 2016
OPPENHEIMER & CO. INC.
February 11, 2002 - January 9, 2014
E.J. DE LA ROSA & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2018)
(4/20/2017)
(9/14/2017)
(5/19/2017)
(6/27/2017)
(5/26/2017)
(6/6/2017)
(6/7/2017)
(5/15/2017)
(5/11/2017)
(5/18/2017)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
HONEY BADGER INVESTMENT SECURITIES, LLC
CRD#: 285387 / SEC#: , 8-69838
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEE, JOSEPH JAMES | CEO, MUNI PRINCIPAL, MANAGING MEMBER | 4495616 |
| THE LEE FAMILY TRUST | SHAREHOLDER, MEMBER | |
| LEE, JOSEPH JYH-CHUNG | TRUSTEE OF THE LEE FAMILY TRUST | 6712135 |
| LEE, SOU-LIN HELEN | TRUSTEE OF THE LEE FAMILY TRUST | 6712140 |
| ONESTO, RICHARD ERNEST | FINOP, PFO, POO | 2453096 |
| SWEENEY, BRIAN PATRICK | CCO | 4174087 |
Red Flags
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