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FIRM PROFILE
Overview
HONEY BADGER INVESTMENT SECURITIES, LLC is located at 30 Corporate Park Suite 410, Irvine, CA 92606 and was first established at Los Angeles, Delaware in 04/13/2016. After operating for 9 years, HONEY BADGER INVESTMENT SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HONEY BADGER INVESTMENT SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. HONEY BADGER INVESTMENT SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HONEY BADGER INVESTMENT SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HONEY BADGER INVESTMENT SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HONEY BADGER INVESTMENT SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HONEY BADGER INVESTMENT SECURITIES, LLC Comes From
Understanding the Statistics for HONEY BADGER INVESTMENT SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
30 Corporate Park Suite 410, Irvine, CA 92606
30 Corporate Park Suite 410, Irvine, CA 92606
Small
(949) 251-5000
Delaware since 04/13/2016
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| LEE, JOSEPH JAMES | CEO, MUNI PRINCIPAL, MANAGING MEMBER | 4495616 | |
| THE LEE FAMILY TRUST | SHAREHOLDER, MEMBER | ||
| LEE, JOSEPH JYH-CHUNG | TRUSTEE OF THE LEE FAMILY TRUST | 6712135 | |
| LEE, SOU-LIN HELEN | TRUSTEE OF THE LEE FAMILY TRUST | 6712140 | |
| ONESTO, RICHARD ERNEST | FINOP, PFO, POO | 2453096 | |
| SWEENEY, BRIAN PATRICK | CCO | 4174087 |
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Advisor's working at HONEY BADGER INVESTMENT SECURITIES, LLC
Brian Patrick Sweeney
Joseph James Lee
Terence Landry Morrissey
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