Zohra S. Constantino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zohra S Constantino, who also goes by Zohra Seddiq Taylor, was a registered financial professional .
Zohra is a previously registered financial professional and started their career in finance in 2002. Zohra had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2015 - April 17, 2023
RETIREMENT PLANNERS OF AMERICA
June 17, 2014 - August 27, 2015
COREBRIDGE CAPITAL SERVICES, INC.
March 2, 2009 - May 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
March 2, 2009 - May 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 27, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 2006 - October 19, 2006
J.P. MORGAN SECURITIES INC.
July 2, 2003 - June 1, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 22, 2002 - May 12, 2003
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
RETIREMENT PLANNERS OF AMERICA
CRD#: 157222 / SEC#: 801-72262
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT PLANNERS OF AMERICA
CRD#: 157222 / SEC#: 801-72262
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,760 |
| AUM (Assets Under Management) | $ 3,975,227,271 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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