Alexander Barnett Berry
Professional Summary
Alexander Barnett Berry is a registered financial advisor currently at CAPITAL BROKERAGE CORPORATION located in Glen Allen, Virginia. Alexander is registered as a RR (Registered Representative) and started their career in finance in 2002. Alexander has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL BROKERAGE CORPORATION | GNA SECURITIES, INC. | GENWORTH FINANCIAL BROKERAGE CORPORATION | GE CAPITAL BROKERAGE CORPORATION
Contact Information
Main Address
11011 West Broad Street Building 2, Glen Allen, VA 23060Mailing Address
11011 West Broad Street Building 2, Glen Allen, VA 23060Phone Number
(804) 513-3172Established
Washington since 07/01/1981Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2002About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 2024About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alexander Barnett Berry's CRS (Customer Relationship Summary).
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AMERIPRISE FINANCIAL SERVICES, LLC
