Stewart M. Mather

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CRD#: 4494459

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stewart Mohr Mather was a registered financial professional .

Stewart is a previously registered financial professional and started their career in finance in 2002. Stewart had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 18, 2011 - November 20, 2020

THE MATHER GROUP, LLC

RIA

CRD#: 156005

CHICAGO, IL

Past

June 1, 2009 - March 3, 2011

MORGAN STANLEY

RIA

CRD#: 149777

OAK BROOK, IL

Past

June 1, 2009 - March 3, 2011

MORGAN STANLEY

CRD#: 149777

OAK BROOK, IL

Past

February 15, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

OAK BROOK, IL

Past

February 15, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

OAK BROOK, IL

Past

June 6, 2002 - February 27, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

OAKBROOK TERRACE, IL

Past

June 6, 2002 - February 27, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

OAKBROOK TERRACE, IL

Past

March 6, 2002 - April 15, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CHICAGO, IL

Past

February 14, 2002 - April 15, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 14, 2002 - April 15, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MATHER GROUP, LLC

LEGACY AT TMG (FAMILY OFFICE) | THE MATHER GROUP, LLC | THE MATHER GROUP, INC.

CRD#: 156005 / SEC#: 801-72156

RIA

Registered Investment Advisory firm - (2/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 3/30/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/13/2002

General Securities Representative Examination

Current Firm

THE MATHER GROUP, LLC

LEGACY AT TMG (FAMILY OFFICE) | THE MATHER GROUP, LLC | THE MATHER GROUP, INC.

CRD#: 156005 / SEC#: 801-72156

RIA

Registered Investment Advisory firm - (2/18/2011 Approved)

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Contact information

Main Address

353 N. Clark Street Suite 2775, Chicago, IL 60654

Mailing Address

Phone number

(888) 537-1080

Established

Firm type

Fiscal year end

# of Employees

186

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (11/10/2025)

Regulatory assets under management

Total Number of Accounts	16,285
AUM (Assets Under Management)	$ 11,710,038,016

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/25/2025	Cover Page	Report
08/28/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stewart M. Mather

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

THE MATHER GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2002

Series 31

Date: 3/30/2006

Series 7

Date: 2/13/2002

Current Firm

THE MATHER GROUP, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE MATHER GROUP, LLC

TRUST BUT VERIFY

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