Josephus L. Teurlings

MONOCOT WEALTH MANAGEMENT

Las Vegas, NV 89145

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CRD#: 4494404

Professional summary

Josephus L Teurlings, CFA, CFP®, CIMA®, who also goes by Joey Teurlings, Joseph Teurlings, is a registered financial advisor currently at MONOCOT WEALTH MANAGEMENT, LLC located in Las Vegas, Nevada and PURSHE KAPLAN STERLING INVESTMENTS located in Las Vegas, Nevada.

Josephus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Josephus has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joey Teurlings | Joseph Teurlings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Monocot Wealth Management. Yes. 10161 Park Run Drive, Suite 150, Las Vegas NV 89145. RIA. Managing partner. 4/15/2016. 160 hrs. 0 hrs. Investment mgmt.; financial planning. 2. PKS Financial-Investment related-80 State St, Albany, NY 12207-Insurance, Registered Rep-4/2016-20 hrs/mth-1 during trading hrs-Advises clients on insurance. 3. Fixed Insurance. Not Investment Related. 10161 Park Run Drive, Suite 150, Las Vegas NV 89145. Fixed Life Insurance, Long Term Care, and Disability Insurance. Agent. 01/2017. 10 Hrs/Mo; 5 Hrs During Trading Hours. Placing Insurance for Clients. 4. Property Rental; Not investment related; 117 Santa Ana Lane, Unit A, San Clemente, CA 92672; Property Rental; Owner; 4 hrs/mo; 0 hrs during trading; Listing Rental property, renting it out, collecting rent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josephus L Teurlings's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2005

CIMA^®

Certified Investment Management Analyst

Experience

Current

April 15, 2016 - Present

MONOCOT WEALTH MANAGEMENT, LLC

Office #1: 10161 Park Run Drive Ste 150, Las Vegas, NV 89145

RIA

CRD#: 282687

Las Vegas, NV

Current

April 15, 2016 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 10161 Park Run Drive Suite 150, Las Vegas, NV 89138

CRD#: 35747

Las Vegas, NV

Past

December 5, 2008 - April 26, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTLAKE VILLAGE, CA

Past

December 5, 2008 - April 26, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WESTLAKE VILLAGE, CA

Past

April 2, 2007 - December 8, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

THOUSAND OAKS, CA

Past

April 2, 2007 - December 8, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

THOUSAND OAKS, CA

Past

July 18, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

THOUSAND OAKS, CA

Past

July 18, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

THOUSAND OAKS, CA

Past

January 24, 2002 - May 15, 2002

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(10/17/2019)

California
(4/15/2016)

IAR

California
(4/15/2016)

Florida
(4/15/2016)

Nevada
(4/15/2016)

IAR

Nevada
(9/9/2021)

Oregon
(4/15/2016)

South Carolina
(10/1/2017)

Utah
(4/15/2016)

Washington
(4/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/30/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/23/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MONOCOT WEALTH MANAGEMENT, LLC

AMALIA ADVISORS, LLC | MONOCOT WEALTH MANAGEMENT, LLC

CRD#: 282687 / SEC#: 801-107469

RIA

Registered Investment Advisory firm - (5/15/2018 Terminated)

California

Registered Investment Advisory firm - (5/11/2018 Approved)

Nevada

Registered Investment Advisory firm - (9/9/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10161 Park Run Drive Ste 150, Las Vegas, NV 89145

Mailing Address

Phone number

(805) 366-3483

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 60,748,907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Josephus L. Teurlings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josephus L Teurlings's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

FINANCIAL WEST GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2002

SIE

Date: 10/1/2018

Series 31

Date: 7/30/2002

Series 7

Date: 1/23/2002

FINRA

Current Firm

MONOCOT WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONOCOT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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