Andrea M. Baldrica
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea Marie Baldrica was a registered financial professional .
Andrea is a previously registered financial professional and started their career in finance in 2002. Andrea had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2016 - June 27, 2022
HUB INTERNATIONAL INVESTMENT SERVICES INC.
February 8, 2016 - June 27, 2022
HUB INTERNATIONAL INVESTMENT SERVICES INC.
February 1, 2016 - July 13, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 1, 2016 - July 13, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 14, 2011 - October 21, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 9, 2009 - October 21, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 26, 2007 - July 7, 2009
RMIN SECURITIES, INC.
February 27, 2002 - December 10, 2007
CETERA ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUB INTERNATIONAL INVESTMENT SERVICES INC.
CRD#: 150252 / SEC#: , 8-68237
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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