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John Michael Durofchalk

GRIFFIN FINANCIAL GROUP
READING, PA
·CRD# 4494297·24 years experience

Professional Summary

John Michael Durofchalk is a registered financial advisor currently at GRIFFIN FINANCIAL GROUP, LLC located in Reading, Pennsylvania. John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

GRIFFIN FINANCIAL GROUP, LLC·CRD# 119004
BD
607 Washington Street, Reading, PA 19603
August 1, 2002 - Present

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Current Firm

GF
GRIFFIN FINANCIAL GROUP, LLC

GRIFFIN FINANCIAL | GRIFFIN FINANCIAL GROUP, LLC

CRD#: 119004 / SEC#: 8-53711
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

607 Washington Street, Reading, PA 19603

Mailing Address

607 Washington Street, Reading, PA 19603

Phone Number

(610) 478-2105

Established

Pennsylvania since 08/16/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRIFFIN HOLDINGS GROUP, LLCMEMBER—
CHOQUETTE, ERNEST JCHAIRMAN4494340
DUROFCHALK, JOHN MICHAELCFO, FINOP4494297
NOAH, SCOTT IVESCHIEF COMPLIANCE OFFICER2334448
O'LEARY, MATTHEW TODDCEO AND COO6077840
WALDRON, JEFFREY PETERPRINCIPAL4581878

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2002About the Series 27 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Michael Durofchalk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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