Christopher G. Moreno
Professional summary
Christopher George Moreno, who also goes by Christopher George Moreno, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Chicago, Illinois and BANKERS LIFE SECURITIES, INC. located in Katy, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 8 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher George Moreno's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2023 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 303 E. Wacker Drive 5th Fl, Chicago, IL 60601May 26, 2023 - Present
BANKERS LIFE SECURITIES, INC.
February 5, 2020 - May 19, 2023
SORRENTO PACIFIC FINANCIAL, LLC
February 5, 2020 - May 19, 2023
CUSO FINANCIAL SERVICES, L.P.
February 5, 2020 - May 19, 2023
CADARET, GRANT & CO., INC.
June 22, 2016 - May 19, 2023
NEXT FINANCIAL GROUP, INC.
March 11, 2010 - May 19, 2023
NEXT FINANCIAL GROUP, INC.
January 2, 2009 - February 24, 2010
OSAIC SERVICES, INC.
September 23, 2003 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 52TO
Date: 1/8/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
