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Colette R. Taylor

M&A SECURITIES GROUP
New York, NY 10020
CRD#: 4492670
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CT
Colette Rabbat TaylorM&A SECURITIES GROUP

Professional summary


Colette Rabbat Taylor, who also goes by Colette Shirley-anne Rabbat, Shirley Anne Collette Rabbat, Colette Taylor, is a registered financial professional currently at M&A SECURITIES GROUP, INC. located in New York, New York.

Colette is registered as a RR (Registered Representative) and started their career in finance in 2002. Colette has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Colette Shirley-Anne Rabbat | Shirley Anne Collette Rabbat | Colette Taylor

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Colette Rabbat Taylor's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 15, 2018 - Present

M&A SECURITIES GROUP, INC.

Office #1: 1270 6th Ave, New York, NY 10020
BD
CRD#: 39999
New York, NY
Past

September 24, 2013 - April 2, 2018

MANAGED ACCOUNT SERVICES, LLC

BD
CRD#: 133803
MALVERN, PA
Past

April 15, 2013 - May 2, 2013

GRAIL SECURITIES, LLC

BD
CRD#: 136258
SAN FRANCISCO, CA
Past

January 12, 2004 - June 9, 2010

NATIONAL BANK OF CANADA FINANCIAL INC.

BD
CRD#: 22698
NEW YORK, NY
Past

April 19, 2002 - January 7, 2004

FREEMAN & CO. SECURITIES LLC

BD
CRD#: 118939
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/17/2026)
RR
Florida
(12/5/2024)
RR
Illinois
(4/2/2026)
RR
Indiana
(5/1/2026)
RR
Maine
(12/5/2024)
RR
New Jersey
(4/17/2026)
RR
New York
(11/26/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 11/26/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/26/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


MS
M&A SECURITIES GROUP, INC.
M&A SECURITIES GROUP, INC. | TOWER BROKERAGE SERVICES, INC.

CRD#: 39999 / SEC#: , 8-48926

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116
Mailing Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116
Phone number
(816) 888-7920
Established
Kansas since 12/18/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
PASTORINO, JESSICA BROOKPRESIDENT, CCO5230374
BURCH, JACOB RANDALOWNER6049983
BURCH, JENIFER LOUFINANCIAL AND OPERATIONS PRINCIPAL5796387

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M&A SECURITIES GROUP, INC.

CRD#: 39999New York, NY 10020

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