Joseph P. Kalmanovitz

CANTER WEALTH

La Jolla, CA 92037

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CRD#: 4492517

Professional summary

Joseph Paul Kalmanovitz, CFP® is a registered financial advisor currently at CANTER WEALTH located in La Jolla, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Kalmanovitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

December 10, 2018 - Present

CANTER WEALTH

Office #1: 7825 Fay Avenue Suite 140, La Jolla, CA 92037

RIA

CRD#: 167828

La Jolla, CA

Past

April 26, 2018 - August 22, 2018

VERSANT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 131692

PHOENIX, AZ

Past

January 19, 2017 - March 19, 2018

STONEGATE CAPITAL ADVISORS, LLC

RIA

CRD#: 113843

SCOTTSDALE, AZ

Past

May 28, 2013 - December 31, 2016

STONEGATE CAPITAL ADVISORS, LLC

RIA

CRD#: 113843

SCOTTSDALE, AZ

Past

May 1, 2013 - September 11, 2017

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

SCOTTSDALE, AZ

Past

April 28, 2008 - January 10, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SCOTTSDALE, AZ

Past

July 25, 2005 - January 10, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SCOTTSDALE, AZ

Past

September 18, 2002 - June 29, 2005

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

April 3, 2002 - June 17, 2002

TRAUTMAN WASSERMAN & COMPANY, INC.

CRD#: 33007

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANTER WEALTH

CANTER PRIVATE WEALTH MANAGEMENT | TAX & RETIREMENT EDUCATION | D/B/A CANTER WEALTH | CANTER WEALTH | CANTER STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 167828 / SEC#: 801-117802

RIA

Registered Investment Advisory firm - (12/17/2019 Approved)

California

Registered Investment Advisory firm - (2/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/10/2018)

IAR

Texas
(1/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/10/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2015

General Securities Principal Examination

Current Firm

CANTER WEALTH

CANTER PRIVATE WEALTH MANAGEMENT | TAX & RETIREMENT EDUCATION | D/B/A CANTER WEALTH | CANTER WEALTH | CANTER STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 167828 / SEC#: 801-117802

RIA

Registered Investment Advisory firm - (12/17/2019 Approved)

California

Registered Investment Advisory firm - (2/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Terminated)

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Contact information

Main Address

7825 Fay Avenue Suite 140, La Jolla, CA 92037

Mailing Address

Phone number

(858) 812-7550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANTER WEALTH - FORM ADV 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 275,846,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph P. Kalmanovitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Kalmanovitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERSANT CAPITAL MANAGEMENT, INC.

STONEGATE CAPITAL ADVISORS, LLC

STONEGATE CAPITAL ADVISORS, LLC

CROWN CAPITAL SECURITIES, L.P.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

SIGNATOR INVESTORS, INC.

TRAUTMAN WASSERMAN & COMPANY, INC.

Primary Firm SEC Registration

CANTER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2018

Series 66

Date: 4/10/2002

SIE

Date: 9/11/2017

Series 7

Date: 4/2/2002

Series 24

Date: 12/30/2015

Current Firm

CANTER WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANTER WEALTH

TRUST BUT VERIFY

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