Richard C. Funk
Professional summary
Richard Clayton Funk, who also goes by Richard C Funk, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2002. Richard has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Clayton Funk's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2025 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020September 15, 2020 - September 11, 2025
HOULIHAN LOKEY CAPITAL, INC.
November 2, 2017 - August 31, 2020
MVP CAPITAL ADVISORS, LLC
June 8, 2012 - November 1, 2017
FINANCIAL TELESIS INC
January 10, 2012 - December 31, 2014
FINANCIAL TELESIS INC
January 16, 2002 - October 24, 2005
NMP CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2025)
(10/15/2025)
Exams
FINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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