Darol W. Ryan
Professional summary
Darol Wayne Ryan, who also goes by Darol Ryan, is a registered financial advisor currently at MAIN MANAGEMENT, LLC located in San Francisco, California.
Darol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Darol has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Darol Wayne Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2019 - Present
MAIN MANAGEMENT, LLC
Office #1: 601 California Street Suite 300, San Francisco, CA 94108August 27, 2020 - March 18, 2022
CEROS FINANCIAL SERVICES, INC.
July 11, 2018 - January 25, 2020
TLD CAPITAL, LLC
February 18, 2010 - October 11, 2017
MORGAN STANLEY & CO. LLC
August 3, 2009 - December 11, 2009
KOYOTE TRADING LLC
October 27, 2008 - October 8, 2009
SCHOTTENFELD GROUP LLC
June 12, 2006 - March 3, 2008
J.P. MORGAN SECURITIES INC.
April 3, 2002 - June 9, 2006
BANC OF AMERICA SECURITIES LLC
Primary Firm SEC Registration
MAIN MANAGEMENT, LLC
CRD#: 120361 / SEC#: 801-61113
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/10/2019)
(2/7/2020)
Exams
Series 55
Date: 1/7/2003
Limited Representative-Equity Trader ExamCurrent Firm
MAIN MANAGEMENT, LLC
CRD#: 120361 / SEC#: 801-61113
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 314 |
| AUM (Assets Under Management) | $ 1,649,126,692 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
