Darol Wayne Ryan
Professional Summary
Darol Wayne Ryan, who also goes by Darol Ryan, is a registered financial advisor currently at MAIN MANAGEMENT, LLC located in San Francisco, California. Darol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Darol has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 55, Series 7 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Darol Ryan
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
MAIN MANAGEMENT, LLC
Contact Information
Main Address
601 California Street Suite 300, San Francisco, CA 94108Phone Number
(415) 217-5800# of Employees
27SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
337AUM (Assets Under Management)
$1,904,324,653Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MAIN MANAGEMENT, LLC
State Registrations and Notice Filings
(10/10/2019)
(2/7/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2003Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Darol Wayne Ryan's CRS (Customer Relationship Summary).
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